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4 October 2024

Offers under the FMC Act

Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.
2 October 2024

Wire transfer guidance for new regulations

Wire transfer guidance for new regulations
30 September 2024

FMA letter sent to entities licensed under the Conduct of Financial Institutions regime (CoFI)

In this letter sent to the chief executives of New Zealand’s financial institutions, FMA executive Director of Regulatory Delivery Clare Bolingford has outlined the genesis of the CoFI regime and the FMA's expectations and supervisory approach when it begins on 31 March 2025.
27 September 2024

FMA submission on the Finance and Expenditure Committees inquiry into banking competition

FMA submission on the Finance and Expenditure Committee’s inquiry into banking competition
27 September 2024

Offers of financial products

Issuers are involved in first making a financial product available. They include a debt security, an equity security, a managed investment product, and a derivative. View more about offers of financial product and obligations of those offering financial products in New Zealand on this page.
26 September 2024

Catalist 2024 GOR

Catalist 2024 for GOR
25 September 2024

Exemption Notice 2024 - Financial Markets Conduct Spark New Zealand Limited Group

Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024
24 September 2024

KiwiSaver Annual Report 2024

KiwiSaver Annual Report 2024
16 September 2024

Financial Institution regulatory returns feedback form

Financial Institution regulatory returns feedback form
16 September 2024

Financial Institution regulatory return draft questions

Financial Institution regulatory return draft questions
16 September 2024

Financial Institution regulatory returns consultation paper

Consultation paper: Regulatory returns for financial institution licensees
11 September 2024

Ethical investing disclosure insights

This document provides an update on the FMA's supervision of ethical investment disclosure.
10 September 2024

Understanding Artificial Intelligence in Financial Services

This report looks at current and future use of artificial intelligence (AI) within the financial services sector.
9 September 2024

Rockfort Markets v FMA Judgment

Rockfort Markets v FMA Judgment with details of licence cancellation due to Rockfort materially contravening eight of its licence obligations.
9 September 2024

Scams

This section of the FMA website contains information about investment scams, how to protect yourself from scammers, how to report a scam, examples of real life scam stories and provides a list of current scam warnings.