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1. 29 June 2016

   NZX Obligations Review 2016

   Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2016.

2. 13 June 2016

   Class exemptions- recognising existing regulation of overseas issuers

   FMA approves class exemptions that recognise existing regulation of overseas issuers

3. 10 June 2016

   Exemption notice - Financial Markets Conduct Investore Property Limited

   Financial Markets Conduct (Ivestore Property Limited) Exemption Notice 2016

4. 8 June 2016

   Financial Markets Conduct - Tonga Development Bank Ave Paanga Pau Vouchers Designation Notice 2016

   This notice declares that the Ave Pa'anga Pau Vouchers issued by Tonga Development Bank are not a financial product for the purposes of the FMC Act 2013.

5. 7 June 2016

   Exemption Notice - Financial Markets Conduct Michael Hill Group

   Financial Markets Conduct (Michael Hill Group) Exemption Notice 2016

6. 3 June 2016

   Exemption Notice - Financial Markets Conduct Trustpower Group

   Financial Markets Conduct (Trustpower Group) Exemption Notice 2016

7. 2 June 2016

   Eligibility criteria - Crowdfunding services for property investments

   This information sheet is designed to help crowdfunding services offering property investment (‘property crowdfunding’) meet the eligibility criteria for a licensed crowdfunding service in New Zealand.

8. 2 June 2016

   Mark Andrew Turnock - Judgment

   High Court Judgment in the case against Mark Andrew Turnock 2 June 2016.

9. 1 June 2016

   Factors influencing insurance policy survival

   In our study of what factors influence policy survival, we used the Cox proportional hazard model to identify key factors. We found that commission structure was consistently the most significant factor influencing policy survival rates and, within the commission structure, clawback was a major factor.

10. 1 June 2016

    Investor Confidence Research 2016

    This is the fourth year that FMA has carried out investor research measuring attitudes towards, and investment in New Zealand’s financial markets.

11. 26 May 2016

    Response to consultation submissions on fee disclosure by managed funds

    We have provided guidance to help managers and supervisors understand the new disclosure obligations, and the various categories of fees and charges they must disclose.

12. 26 May 2016

    Exemption notice - Financial Advisers Australian Qualified Advisers

    Financial Advisers Exemption Notice 2016: Australian Qualified Advisers.

13. 26 May 2016

    Fee Disclosure For Managed Funds guidance

    This guidance helps managers and supervisors understand how fees should be disclosed in Product Disclosure Statements, fund updates and, in respect of KiwiSaver schemes, confirmation information. It includes guidance on the classification and disclosure of performance-based fees, management and administration charges, underlying fund charges, and how to use third-party information.

14. 19 May 2016

    Licensing guide - MIS managers of forestry schemes

    This guide supplements Part B of our licensing application guides. It explains to businesses providing a managed investment scheme (MIS) service of a forestry scheme how to approach their licence application under the Financial Markets Conduct Act 2013 (FMC Act).

15. 19 May 2016

    FMA legislative notices supporting the FMC Act

    To support businesses implementing the Financial Markets Conduct Act 2013 (FMC Act), the FMA has been working, in consultation with the sector, on various legislative tools such as exemptions, frameworks, methodologies, public accountability notices, and designations to help businesses and individuals comply with the Act.