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1. 12 December 2013

   Finanzmarktaufsicht Liechtenstein - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanzmarktaufsicht Liechtenstein.

2. 12 December 2013

   Bank of Luthuania - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Bank of Luthuania

3. 12 December 2013

   Finanstilsynet Norway - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanstilsynet Norway

4. 10 December 2013

   Exemption Notice - revocation notice Securities Act TradeMe Limited 2013

   Securities Act Exemption Notice 2013: Trade Me Limited Pre-paid Accounts.

5. 26 November 2013

   FMA Annual Report 2013

   FMA Annual Report 2013.

6. 18 November 2013

   Changes ahead for Financial Reporting FMA Factsheet

   Information sheet relating to the Financial Reporting Bill and what to expect: 18 November 2013.

7. 13 November 2013

   Consultation licensing derivatives issuers

   Consultation: Draft minimum standards and licence conditions for derivative issuers.

8. 13 November 2013

   Consultation licensing independent trustees

   Consultation: Draft minimum standards and licence conditions for independent trustees of restricted schemes.

9. 13 November 2013

   Consultation licensing DIMS providers

   Consultation: Draft minimum standards and licence conditions for Discretionary Investment Management Service (DIMS) providers.

10. 13 November 2013

    Consultation licensing MIS

    Consultation: Draft minimum standards and licence conditions for managers of non-restricted and registered Managed Investment Schemes (MIS).

11. 12 November 2013

    Consultation licensing peer to peer lending

    Consultation: Draft minimum standards and licence conditions for peer-to-peer lending service providers (P2P).

12. 8 November 2013

    Exemption Notice - Financial Reporting Act (OnePath Custodians Pty Limited)

    Financial Reporting Act (OnePath Custodians Pty Limited) Exemption Notice 2013

13. 8 November 2013

    NZX Participant Rules - Approval of market rules notice 2013

    This notices comes into force on 11 Nov 2013. This notice allows for NZX to replace the NZX Participant Rules dated 24 Aug 2012 with the NZX Participant Rules dated 8 Nov 2013

14. 1 November 2013

    A Guide to the Financial Markets Conduct Act 2013 Reforms

    This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.

15. 30 October 2013

    Main board/debt market listing rules - Approval of market rules notice 2013

    This notice allows for NZX to replace the NZSX/NZDX listing rules dated 5 Oct 2012 with the board/debt market listing rules dated 30 Oct 2013