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  1. 4 May 2023

    Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2023

    The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act) and the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
    Tags
    Exemptions, Business
    Type
    Page

  2. 3 May 2023

    Michelle Barbara Forster (FSP37101)

    Michelle Barbara FORSTER (FSP37101) is a licenced independent trustee
    Tags
    Reporting entities, Independent trustee, Licence, Roles, Licensing & registration, Business
    Type
    Page

  4. 2 May 2023

    ‘5 mins with the FMA’ podcast #6: Financial Advice Providers

    ‘5 mins with the FMA’ podcast #6: We talk to Michael Hewes about New Zealand’s new-look financial advice regime, which has just passed a major milestone, with all financial advice providers now required to hold or operate under a full license.
    Tags
    Financial Advice Provider, Roles, Licensing & registration, Podcast, Business, News & Insights
    Type
    Page, Podcast

  6. 1 May 2023

    Matū Group DBG

    Matū Group; Matū Karihi (GP) Limited; Matū Karihi LP; Matū Nominees Limited; Matū Group Limited are designated business groups (DBG)
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  11. 27 April 2023

    Change of manager director notification form

    Reg 191 form for FMCA licence types.
    Tags
    Crowdfunding providers, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF

  12. 26 April 2023

    CARBONCO LIMITED

    CARBONCO LIMITED (FSP1004663) is an AML/CFT reporting entity.
    Tags
    AML/CFT, Roles, Business
    Type
    Page

  13. 31 March 2023

    KiwiSaver Tracker

    The FMA no longer publishes the KiwiSaver Tracker. We recommend instead going to Sorted and using the Fundfinder tool.
    Tags
    Roles, KiwiSaver & Superannuation, Disclose register, Reports and Papers, Business, Consumer, Managed investment schemes, Supervisor
    Type
    Page, Resource

  14. 26 April 2023

    Warning: Imposter website DCMAtrading.com

    This website purports to offer trading in foreign exchange, cryptocurrency, and CFDs, but it is not licensed for these activities in New Zealand
    Tags
    Imposter website, Scams
    Type
    Page

  15. 21 April 2023

    2023 FMA Annual Letter of Expectations

    Letter of expectations delivered by the Minister to the FMA for the 2023/24 period.
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF