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1. 10 October 2022

   Questions for FAP Class 2 regulatory returns

   Questions you will be asked online when you submit your FAP Class 2 regulatory return.

2. 10 October 2022

   Ethical investing

   Ethical investing, responsible investing, green finance, sustainable investing, social investing, ESG. Whatever you call it, many of us are keen to align our investment choices to our values. But before you jump in because an investment claims to be ‘ethical’, take a deeper look at what you’re investing in and other factors you may need to consider.

3. 5 October 2022

   Climate risks and the impact on financial statement audits

   This document provides clarity for auditors about the expectations for information about climate risks in audit files.

4. 5 October 2022

   Ethical finance

   The FMA supports ethical finance and New Zealand’s transition to an integrated financial system – one that looks beyond financial returns to also consider non-financial factors. Read more about our role in an integrated financial system on this page.

5. 4 October 2022

   KiwiSaver Annual Report 2022

   KiwiSaver Annual Report published by the FMA 2022.

6. 3 October 2022

   Consultation paper guidance accounting records

   Consultation paper: Proposed guidance and expectations for keeping proper accounting records

7. 3 October 2022

   Feedback form accounting records consultation

   Feedback form: consultation proposed guidance for keeping proper accounting records.

8. 30 September 2022

   Climate related disclosure Record keeping initial monitoring approach

   FMA's initial monitoring approach for climate-related record keeping - to inform and support new climate reporting entities to meet their statutory reporting requirements.

9. 30 September 2022

   AIA New Zealand Ltd - Judgment

   23 September 2022 The Auckland High Court ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.

10. 29 September 2022

    Catalist market operator obligations review 2022

    This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.

11. 29 September 2022

    FMA Investor checklist

    World Investor Week investing plan checklist.

12. 27 September 2022

    Securities Industry Association submission

    Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback

13. 27 September 2022

    Consultation paper Client money or property service provider guidance

    Consultation on proposed guidance on the obligations for client money or property service providers.

14. 27 September 2022

    Feedback form Client money and property service guidance

    Feedback form for consultation client money and property services guidance.

15. 21 September 2022

    WIW 2022 Social tiles

    World Investor Week 2022 social tiles for sharing purposes.