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  3. 2 April 2025

    Financial Advice Providers Regulatory Returns

    All licensed Financial Advice Providers are required to complete and submit an annual regulatory return. The regulatory return is a series of questions to obtain an up-to-date understanding of the nature, size and complexity of your financial advice provider service. This page provides you with information relevant to your annual regulatory return.

  4. 1 April 2025

    Document Library

    Explore the FMA’s document library for compliance tools, consultation papers, and governance resources.

  5. 1 April 2025

    Board and governance

    This webpage talks about the function of the FMA Board and introduces the individual members

  6. 31 March 2025

    Non-bank deposit takers

    You are entitled to fair treatment from your non-bank deposit taker. If you believe you have not been treated fairly, you can make a complaint directly to your non-bank deposit taker, or their dispute resolution scheme, where you can access free, fair, and independent dispute resolution.

  7. 31 March 2025

    Everyday finance

    These pages explain how everyday financial services like banking and insurance are impacted by the Conduct of Financial Institutions (CoFI) Act, what conduct you should expect from them and what to do when things don't go as expected.

  8. 31 March 2025

    Insurance

    When you buy insurance products, you have certain rights and your provider has obligations to make sure you're treated fairly and those products suit your needs. The FMA monitors both insurers and the financial advisers selling insurance products to ensure they are delivering those outcomes.

  9. 31 March 2025

    Banking

    The FMA regulates certain products that may be offered by banks (e.g. managed funds) to you. The FMA is interested in the overall conduct of banks. THe FMA does not have a direct legislative mandate for regulating the conduct of providers of core retail banking (such as lending, credit and bank accounts).

  13. 28 March 2025

    Innovation

    The financial technology (FinTech) sector continues to evolve rapidly. Our aim is to ensure that the New Zealand regulatory system facilitates innovation that improves outcomes for customers and increases the efficiency and competitiveness of the financial system. This page talks to the FMA's view of innovation in financial markets and how we support the FinTech community.

  14. 27 March 2025

    Make a protected disclosure (whistleblowing)

    If you believe there has been serious wrongdoing in relation to the financial markets by the organisation you work for, you can make a protected disclosure (whistle blowing).

  15. 27 March 2025

    Scams

    This section of the FMA website contains information about investment scams, how to protect yourself from scammers, how to report a scam, examples of real life scam stories and provides a list of current scam warnings.