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1. 30 November 2023

   Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

   FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.

2. 27 November 2023

   Medical Assurance Society NZ Ltd Judgment

   Judgment issued against Medical Assurance Society NZ Ltd (MAS).

3. 27 November 2023

   Medical Assurance Society NZ Ltd settlement agreement

   Medical Assurance Society NZ Ltd settlement agreement

4. 24 November 2023

   Audit Quality Monitoring Report 2023

   Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

5. 24 November 2023

   RBNZ and FMA Governance Thematic Webinar plus QA

   The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.

6. 21 November 2023

   Exemption Notice Financial Markets Conduct Portfolio Superannuation Scheme 2023

   Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2023

7. 21 November 2023

   Exemption Notice Financial Markets Conduct i Select Superannuation Scheme 2023

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023

8. 21 November 2023

   i Select Superannuation Scheme levy waiver notification 2023

   i Select Superannuation Scheme levy waiver notification 2023

9. 21 November 2023

   Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

   Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

10. 15 November 2023

    Consultation paper Proposed fair outcomes

    Consultation paper Proposed fair outcomes for consumers and markets, November 2023

11. 15 November 2023

    Draft Fair outcomes for consumers and markets

    Consultation Draft Fair outcomes for consumers and markets: A guide to outcomes-focused regulation.

12. 15 November 2023

    Fair outcomes consultation feedback form

    Feedback form for Consultation: Fair Outcomes for Consumers and Markets. Submissions close on 1 March 2024

13. 13 November 2023

    Financial Market Infrastructures Act Designation Notice NZ Clear 2023

    This notice is issued under Clause 4 of Schedule 1 of the Financial Markets Infrastructures Act 2021 by the Reserve Bank of New Zealand and the Financial Markets Authority.

14. 13 November 2023

    Make a complaint

    We investigate a range of complaints about the conduct of individuals and businesses that operate in our financial markets. This page talks about when you should complain to us and who better to contact for complaints that fall outside of our remit. You will also find out how to make a complaint and the information we need in order to process a complaint.

15. 13 November 2023

    Make a protected disclosure (whistleblowing)

    If you believe there has been serious wrongdoing in relation to the financial markets by the organisation you work for, you can make a protected disclosure (whistle blowing).