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1. 31 August 2022

   Scam operation, claiming to be offered by the NZ Super Fund, targeting New Zealanders

   WARNING: Company claiming to be NZ Super Fund, is targeting New Zealanders, offering grants and opportunity to purchase cryptocurrency assets.

   Tags

   Suspected scam, Scams

   Type

   Page

2. 31 August 2022

   Wisdom House and Yuen Pok (Paul) Loo - Stop Order

   The permanent stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok (Paul) Loo, after they engaged in misleading and dishonest conduct, that the FMA ordered on 31 August 2022.

   Tags

   Enforceable action, Enforcement

   Type

   PDF

3. 31 August 2022

   HART CAPITAL PARTNERS LIMITED

   HART CAPITAL PARTNERS LIMITED is an AML/CFT reporting entity.
   
   

   Tags

   Type

   Page

4. 31 August 2022

   NZ Commercial Ventures Limited

   NZ Commercial Ventures Limited is an AML reporting entity.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

5. 31 August 2022

   BWT Financial Limited

   BWT Financial Limited is an AML reporting entity.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

6. 30 August 2022

   FMA directs Kalkine to stop making outgoing sales calls to New Zealanders after misleading marketing conduct

   FMA has directed Kalkine New Zealand Limited to stop making outgoing sales calls to people in New Zealand.

   Tags

   Financial Adviser, Roles, Enforceable action, News, Media release, Business, News & Insights, Enforcement

   Type

   Page

7. 30 August 2022

   Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2022

   Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2022

   Tags

   Type

   Page

8. 29 August 2022

   Kalkine New Zealand Limited - Direction Order

   FMA directs Kalkine New Zealand Limited to stop making outgoing sales calls to people in New Zealand following concerns about the entity’s misleading marketing conduct. 10 August 2022.

   Tags

   Financial Adviser, Investigations, Roles, Business, Consumer, Enforcement

   Type

   PDF

9. 25 August 2022

   Annual Corporate Plan

   Our Annual Corporate Plan provides details of the FMA’s priority outcomes and intended programme of work for the financial year.

   Tags

   Type

   Page, Corporate publications, Annual corporate plan

10. 25 August 2022

    About

    The Financial Markets Authority regulates financial markets in New Zealand’s. We were established in 2011 as an Independent Crown Entity. Find out more about our purpose, board and leadership team, and how we regulate and enforce the law on this page.

    Tags

    Regulation, Business, FMA

    Type

    Page

11. 24 August 2022

    FMA Annual Corporate Plan 2022-2023

    Our Annual Corporate Plan 2022-2023 provides details of the FMA’s priority outcomes and intended programme of work for the financial year.

    Tags

    Type

    PDF, Corporate publications, Annual corporate plan

12. 24 August 2022

    Investor alert: Jensen and Partners, Financial Organisation for Foreign Equities, Palle Securities Group and Financial Services Inspectorate.

    The FMA is advising the public to exercise caution when conducting financial services with Jensen and Partners, Financial Organisation for Foreign Equities, Palle Securities Group and Financial Services Inspectorate.

    Tags

    Fake regulator, Scams

    Type

    Page

13. 24 August 2022

    '5 mins with the FMA' podcast #2: Conduct of Financial Institutions (CoFI)

    FMA’s Director of Banking and Insurance Conduct, Clare Bolingford, talks about the Conduct of Financial Institutions (CoFI) regime in this FMA podcast.

    Tags

    Podcast, Financial Adviser, Banking, Insurance Providers, Roles, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Managed Investment Schemes, Business, Managed investment schemes, News & Insights

    Type

    Page, Podcast

14. 23 August 2022

    FMA sets its sights on a fairer financial system through its 2022/23 work programme

    FMA released its Annual Corporate Plan 2022/23 (ACP), signalling a period of change for both the financial services industry and the regulator itself.

    Tags

    Governance, FMA, News & Insights

    Type

    Page, Annual corporate plan, Corporate publications

15. 23 August 2022

    Banks and insurers have work cut out with CoFI

    Clare Bolingford outlines what banks, insurers and non-bank deposit takers need to do to prepare for the CoFI regime.

    Tags

    Banking, Insurance Providers, Opinion, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights

    Type

    Page