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  2. 1 November 2011

    KiwiSaver performance fees guidance

    This guidance note is designed to provide the Managers and Trustees of KiwiSaver schemes with a basis on which they can determine whether any performance fees that are proposed to be charged, or are chanrged, either directly or indirectly to a member's investment in the Scheme can be considered "not reasonable".
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes
    Type
    PDF, Guidance

  6. 12 October 2011

    FMA welcomes Financial Markets Conduct Bill

    The Financial Markets Authority has welcomed the introduction into Parliament of the Financial Markets Conduct Bill.
    Tags
    Media release, News & Insights
    Type
    Page

  7. 5 October 2011

    Superannuation schemes report 2011

    The FMA’s role is to actively engage with trustees of superannuation schemes to ensure that the trustees are complying with the Act. If a matter comes to our attention, we will enquire whether a superannuation scheme is operating in accordance with the Act, under our powers specified in Part 3 of the Financial Markets Authority Act 2011. This is the 2011 report.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  8. 1 October 2011

    KiwiSaver Report 2011

    The report details the principal matters transacted under the Act during the year ended 30 June 2011, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    Monitoring, Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights
    Type
    PDF

  10. 30 September 2011

    Securities Act (NZX- NZAX Market)

    Securities Act (NZX- NZAX Market) - expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  11. 30 September 2011

    Canterbury advisers rise to the challenge

    76 Canterbury financial advisers have met an extended regulatory deadline to become Authorised Financial Advisers (AFAs).
    Tags
    Media release, News & Insights
    Type
    Page

  14. 14 September 2011

    FMA update on finance company investigations

    The Financial Markets Authority announced that investigations into 16 collapsed finance companies involving an estimated $3.45 billion of losses to investors were continuing, with decisions on the most advanced cases likely before the end of 2011. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 14 September 2011

    FMA lays charges against Belgrave directors

    FMA announced that it has laid 69 criminal charges against three people associated with failed finance company Belgrave Finance Ltd. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page