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Found 6613 results. Displaying page 341 of 441

1. 24 March 2016

   Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

   Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

   Tags

   Exemptions, Business

   Type

   PDF

2. 24 March 2016

   Exemption notice - Financial Markets Conduct QBE Group

   Financial Markets Conduct Exemption Notice 2016: QBE Group.

   Tags

   Exemptions, Business

   Type

   PDF

3. 22 March 2016

   Response to submissions proposed variations to standard conditions of market services licences

   This document summarises key themes from the 18 written submissions we received following consultation in
   November and December 2016 on our proposals to vary certain standard conditions for market service licences.

   Tags

   Consultations, Roles, Business, Managed investment schemes, Supervisor

   Type

   PDF

4. 19 March 2016

   Securities Act (Heartland Bank Regulatory Capital (No 2))

   Heartland Bank Regulatory Capital (No 2) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 18 March 2016

   Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2016

   Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 18 March 2016

   Financial Markets Conduct (Diligent Corporation) Exemption Notice 2016

   Financial Markets Conduct (Diligent Corporation) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 18 March 2016

   Exemption Notice 2016 - Spark New Zealand Limited Group

   Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

   Tags

   Exemptions, Business

   Type

   PDF

8. 17 March 2016

   Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

   Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

   Tags

   Exemptions, Business

   Type

   PDF

9. 15 March 2016

   Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2016

   Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 15 March 2016

    Exemption Notice 2016 - Allianz Australia Insurance Limited

    Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.

    Tags

    Exemptions, Business

    Type

    PDF

11. 11 March 2016

    Financial Markets Conduct (AMP Wealth Management New Zealand Limited – Australian Registers) Exemption Notice 2016

    Financial Markets Conduct (AMP Wealth Management New Zealand Limited – Australian Registers) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 11 March 2016

    Warning: Beware of unsolicited offers of employment

    We have become aware that an organisation falsely claiming to be associated with a New Zealand Authorised Financial Adviser has been contacting members of the public via the Australian website www.seek.com.au offering employment as Payment Security Managers.

    Tags

    Scams

    Type

    Page

13. 11 March 2016

    International audit regulators call for measurable improvement by 2019

    The Independent Forum of Independent Audit Regulators issued the results of their annual inspections findings survey.

    Tags

    Auditors, Media release, Roles, Business, Consumer, News & Insights

    Type

    Page, Guidance

14. 11 March 2016

    Exemption Notice - Financial Markets Conduct AMP Wealth Management New Zealand Limited Australian Registers

    Financial Markets Conduct (AMP Wealth Management New Zealand Limited - Australian Registers) Exemption Notice 2016

    Tags

    Exemptions, Business

    Type

    PDF

15. 10 March 2016

    Simon Brodie

    Simon Brodie, FSP477367, is a licensed Independent Trustee.

    Tags

    Independent trustee, Licensed entity, Roles, Business

    Type

    Page