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24 March 2016

Exemption notice - Financial Markets Conduct QBE Group

Financial Markets Conduct Exemption Notice 2016: QBE Group.

Tags

Exemptions, Business

Type

PDF
22 March 2016

Response to submissions proposed variations to standard conditions of market services licences

This document summarises key themes from the 18 written submissions we received following consultation in
November and December 2016 on our proposals to vary certain standard conditions for market service licences.

Tags

Consultations, Roles, Business, Managed investment schemes, Supervisor

Type

PDF
19 March 2016

Securities Act (Heartland Bank Regulatory Capital (No 2))

Heartland Bank Regulatory Capital (No 2) - expired exemption notice

Tags

Exemptions, Secondary legislation, Business

Type

Page
18 March 2016

Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2016

Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2016

Tags

Exemptions, Secondary legislation, Business

Type

Page
18 March 2016

Financial Markets Conduct (Diligent Corporation) Exemption Notice 2016

Financial Markets Conduct (Diligent Corporation) Exemption Notice 2016

Tags

Exemptions, Secondary legislation, Business

Type

Page
18 March 2016

Exemption Notice 2016 - Spark New Zealand Limited Group

Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

Tags

Exemptions, Business

Type

PDF
17 March 2016

Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

Tags

Exemptions, Business

Type

PDF
15 March 2016

Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2016

Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2016

Tags

Exemptions, Secondary legislation, Business

Type

Page
15 March 2016

Exemption Notice 2016 - Allianz Australia Insurance Limited

Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.

Tags

Exemptions, Business

Type

PDF
11 March 2016

Financial Markets Conduct (AMP Wealth Management New Zealand Limited – Australian Registers) Exemption Notice 2016

Financial Markets Conduct (AMP Wealth Management New Zealand Limited – Australian Registers) Exemption Notice 2016

Tags

Exemptions, Secondary legislation, Business

Type

Page
11 March 2016

Warning: Beware of unsolicited offers of employment

We have become aware that an organisation falsely claiming to be associated with a New Zealand Authorised Financial Adviser has been contacting members of the public via the Australian website www.seek.com.au offering employment as Payment Security Managers.

Tags

Scams

Type

Page
11 March 2016

International audit regulators call for measurable improvement by 2019

The Independent Forum of Independent Audit Regulators issued the results of their annual inspections findings survey.

Tags

Auditors, Media release, Roles, Business, Consumer, News & Insights

Type

Page, Guidance
11 March 2016

Exemption Notice - Financial Markets Conduct AMP Wealth Management New Zealand Limited Australian Registers

Financial Markets Conduct (AMP Wealth Management New Zealand Limited - Australian Registers) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
10 March 2016

Simon Brodie

Simon Brodie, FSP477367, is a licensed Independent Trustee.

Tags

Independent trustee, Licensed entity, Roles, Business

Type

Page
4 March 2016

Consultation paper: Exemptions impacting overseas businesses, and restricted schemes

Consultation paper: Exemptions impacting overseas businesses, and restricted schemes. This consultation details our proposed exemptions to provide relief on four issues affecting overseas businesses, and trustees for restricted schemes

Tags

Client money or property services provider, Independent trustee, Consultations, Exemptions, Roles, Business

Type

Page