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1. 1 February 2014

   Broker Obligations guidance note

   The focus of this guidance is on custody of client money and client property, and the key obligation of brokers to hold client money and client property on trust.

2. 31 January 2014

   consultation paper financial reporting regulatory policy for financial reporting designations and exemptions

3. 30 January 2014

   Expense disclosure CE gifts 2013 Jul Dec

   CE gifts and hospitality disclosure for the period 1 July 2013 - 31 December 2013

4. 30 January 2014

   Expense disclosure CE hospitality 2013 jul dec

   CE expenses disclosure for the period 1 July 2013 - 31 December 2013

5. 30 January 2014

   Expense disclosure CE 2013 jul dec

   CE expenses disclosure for the period 1 July 2013 - 31 December 2013

6. 30 January 2014

   Expense disclosure CE travel 2013 jul dec

   CE expenses disclosure for the period 1 July 2013 - 31 December 2013

7. 28 January 2014

   2014 Letter of Expectations

   The letter of expectation 2014 is delivered by the Minister to the FMA to formalise expectation of the FMA as a Crown entity.

8. 17 December 2013

   National Bank of Slovakia - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the National Bank of Slovakia

9. 13 December 2013

   nzica annual report on accredited bodies 2013

   Accredited Body Report – New Zealand Institute of Chartered Accountants For the year ended 30 June 2013

10. 12 December 2013

    Hellenic Capital Market Commission (Greece) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Hellenic Capital Market Commission (Greece).

11. 12 December 2013

    Estonian Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Estonian Financial Supervision Authority (Estonia).

12. 12 December 2013

    Autorite des marches financiers (France) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Autorite des marches financiers (France)

13. 12 December 2013

    European Union (EU) Competent Authorities - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the EU competent authorities.

14. 12 December 2013

    Czech National Bank (Czech Republic) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Czech National Bank (Czech Republic).

15. 12 December 2013

    Finanstilsynet (Denmark) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and Finanstilsynet (Denmark).