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Found 6601 results. Displaying page 5 of 441

  1. 22 May 2024

    Jarden Wealth Limited DIMS

    Jarden Wealth Limited, FSP1006426, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, AML/CFT, Discretionary investment management scheme (DIMS), Reporting entities, Business
    Type
    Page

  2. 22 May 2024

    Climate related disclosures monitoring plan 2023-2026

    Climate related disclosures monitoring plan 2023-2026.
    Tags
    Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Roles, Climate Reporting Entities, Financial Institutions, Business, Managed investment schemes
    Type
    PDF, Guidance

  3. 21 May 2024

    Investment advice

    An investment adviser works with you to: Understand your needs and goals,
    find options to suit your situation, explain how each investment works, the risks and possible returns, and what it costs, and more.
    Tags
    Financial advice, Get advice, Investment advice, Investing, Consumer
    Type
    Page

  4. 21 May 2024

    Official Information Act (OIA) requests

    The Official Information Act 1982 (OIA) gives New Zealanders the right to request official information. We are committed to carrying out our functions and responsibilities in an open, transparent and accountable manner. We will publish OIA statistics and some responses to requests for information every quarter.
    Tags
    Type
    Page, OIA
    • Imposter website

    20 May 2024

    CapitalGrowthLTD.net – Imposter website

    We recommend caution when dealing with the website CapitalGrowthLTD.net as it is an imposter website.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page
    • Cases

    20 May 2024

    Rangi Savage

    FMA filed civil proceedings against Rangi Wyatt Stephen Savage for making an unregulated public offer for the sale of shares in The Powder Shed Tokoroa Limited (Powder Shed).
    Tags
    Cases, Enforcement
    Type
    Page

  12. 20 May 2024

    GOODMAN PROPERTY SERVICES (NZ) LIMITED

    GOODMAN PROPERTY SERVICES (NZ) LIMITED, FSP487465, is a licensed Managed Investment Scheme Manager.
    Tags
    Reporting entities, Managed Investment Schemes, Business
    Type
    Page

  13. 17 May 2024

    Goodman Property Trust DBG

    Goodman Property Trust DBG including: GMT Bond Issuer Limited, GMT Wholesale Bond Issuer Limited, Goodman Property Services (NZ) Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  14. 17 May 2024

    Supervisory approach new AMLCFT Regs 17 May 2024

    The Department of Internal Affairs, the Financial Markets Authority and the Reserve Bank of New
    Zealand (‘the Supervisors’) welcome the changes to AML/CFT requirements as a result of the
    various Amendment Regulations coming into force on 1 June 2024.
    Tags
    AML/CFT, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Roles, Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF

  15. 17 May 2024

    New AML/CFT regulations – joint statement by AML/CFT Supervisors on supervisory approach

    The Department of Internal Affairs, the Financial Markets Authority and the Reserve Bank of New Zealand (‘the Supervisors’) welcome the changes to AML/CFT requirements as a result of the various Amendment Regulations coming into force on 1 June 2024.
    Tags
    AML/CFT, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), News, Roles, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers
    Type
    Page, Guidance