Back

Search results

Found 6602 results. Displaying page 351 of 441

  1. 30 September 2015

    SPG and SPGI director pleads guilty to FMA charges

    Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by FMA, relating to his involvement as director of Strategic Planning Group Limited (SPG) and SPG Investment Company No.1 Limited (SPGI).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 25 September 2015

    Vivier and Company Limited - Judgment

    High Court Judgment in the case against Vivier and Company Limited on 25 September 2015.
    Tags
    Court decision, Enforcement
    Type
    PDF

  9. 25 September 2015

    OPI Finance Limited

    In our first action against market participants based overseas, we charged four Australian-based directors of OPI Pacific Finance Limited (in receivership and in liquidation) for suspected misconduct in relation to its collapse. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  11. 23 September 2015

    Third director sentenced in OPI Pacific Finance case

    A former director of OPI Pacific Finance Limited, Craig Robert White, has been sentenced in the Auckland High Court. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  13. 21 September 2015

    SPI Directors

    This criminal proceeding relates to allegations that Murray Alcock and Allister Knight, as Directors of SPI Capital Limited and SPI Property Limited, failed to deliver financial statements to the Registrar of Companies under ss 18(1) & 38(b) Financial Reporting Act 1993. Read more.
    Tags
    Enforceable Undertaking, Enforceable undertaking, Powers, Enforcement
    Type
    Page

  14. 21 September 2015

    Murray Alcock and Allister Knight - SPI

    This criminal proceeding relates to allegations that Murray Alcock and Allister Knight, as Directors of SPI Capital Limited and SPI Property Limited, failed to deliver financial statements to the Registrar of Companies under ss 18(1) & 38(b) Financial Reporting Act 1993.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  15. 18 September 2015

    Sentences delivered in OPI Pacific Finance case

    Two former directors of OPI Pacific Finance Limited, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have been sentenced in the Auckland High Court. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page