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Found 1753 results. Displaying page 90 of 117

1. 22 April 2016

   Exemption notice - Financial Advisers Merrill Lynch, Pierce, Fenner and Smith Incorporated.

   Financial Advisers Exemption Notice 2016: Merrill Lynch, Pierce, Fenner & Smith Incorporated.

2. 22 April 2016

   Exemption Notice - Securities Act New Zealand Racing Board

   Securities Act Exemption Notice 2016: New Zealand Racing Board.

3. 20 April 2016

   Using behavioural insights to improve financial capability

   This paper is a practical reference for government and industry. It aims to be a source of ideas to encourage use of behaviourally focused approaches that help consumers make better decisions, and a lens to gauge whether these approaches are likely to work

4. 18 April 2016

   Exemption notice - Heartland Bank Limited Share Sale Plan

   Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.

5. 11 April 2016

   Stephen Duff - Enforceable Undertaking

   Enforceable Undertaking by Mr Stephen Duff (Nick Duff), 6 April 2016.

6. 7 April 2016

   Consultation Paper Exemption for small offers of co operative shares

   This consultation is for: co-operative companies, industrial and provident societies, and their respective industry bodies, investors and advisers. It aims to: seek views on our proposals for exemptive relief under the FMC Act for certain offers of cooperative shares.

7. 4 April 2016

   Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

   Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

8. 31 March 2016

   31 March 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

9. 25 March 2016

   Exemption notice - Financial Markets Conduct Hallmark Life Insurance Company

   Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

10. 24 March 2016

    Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

    Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

11. 24 March 2016

    Exemption notice - Financial Markets Conduct QBE Group

    Financial Markets Conduct Exemption Notice 2016: QBE Group.

12. 22 March 2016

    Response to submissions proposed variations to standard conditions of market services licences

    This document summarises key themes from the 18 written submissions we received following consultation in November and December 2016 on our proposals to vary certain standard conditions for market service licences.

13. 18 March 2016

    Exemption Notice 2016 - Spark New Zealand Limited Group

    Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

14. 17 March 2016

    Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

    Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

15. 15 March 2016

    Exemption Notice 2016 - Allianz Australia Insurance Limited

    Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.