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  3. 1 June 2015

    Investor Confidence Research 2015

    The Investor confidence Research report 2015 measures attitudes towards and investment in New Zealand’s financial markets. The research was carried out online using Colmar Brunton’s omnibus.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights
    Type
    PDF, Research

  4. 1 June 2015

    Auditor regulation and oversight plan 2015 2018

    Audits of FMC reporting entities’ financial statements are designed to increase investor confidence. One of the ways
    we ensure these audits are done well is by reviewing audits at registered audit firms.This plan is for the 2015-2018 period.
    Tags
    Regulation, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  5. 30 May 2015

    CMB Information Sheet for May 2015

    Offers of contributory mortgages made by contributory mortgage brokers who are not lawyers are regulated under the Securities Act (Contributory Mortgage) Regulations 1988 (Regulations). The Regulations exempt brokers from certain disclosure and governance requirements, under the Securities Act 1978.
    Tags
    FMC Act, Governance, Legislation, Business, FMA
    Type
    PDF, Information Sheet

  10. 28 May 2015

    Receivers and managers appointed to Arena Capital / BlackfortFX

    The High Court in Christchurch has granted the Financial Markets Authority’s (FMA) application for Grant Graham and Neale Jackson of KordaMentha to be appointed as receivers and managers of Arena Capital Limited, trading as Blackfort FX (Arena/Blackfort). Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 26 May 2015

    Annual review shows NZX meeting regulatory obligations

    The Financial Markets Authority (FMA) today confirmed that NZX has complied with its statutory obligations to ensure that its markets are fair, orderly, and transparent.
    Tags
    Market operator, Roles, Business
    Type
    Page