Back

Search results

Found 6608 results. Displaying page 308 of 441

  1. 28 June 2017

    Statement of Performance Expectation 2017

    The Statement of Performance Expectations (SPE) is one of two documents that set out how we measure our
    future performance and report on the progress of that performance against our performance targets. This is our 2017 report.
    Tags
    Type
    PDF, Statement of Performance Expectations, Corporate publications

  2. 27 June 2017

    Forestlands – update for investors

    The FMA continues to seek to engage with the sole director of the Forestlands group and his legal representatives to ascertain what steps have been taken to put in place an appropriate process for determining and managing the distribution of the $18 million that is held on trust, accruing interest. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 23 June 2017

    Auditor regulation and oversight plan 2017 2020

    The Auditor regulation and oversight plan, 2017-2020 is for Auditors or people who prepare financial statements.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  5. 22 June 2017

    FADC decision on a financial adviser

    The Financial Advisers Disciplinary Committee (FADC) has released its decision into FMA’s complaint against an authorised financial adviser.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 21 June 2017

    FMA seeks feedback on robo-advice exemption

    The FMA is seeking feedback on its proposals to allow entities to provide personalised financial advice generated by a computer programme or algorithm (robo-advice). This would be a temporary measure before new legislation is passed by Parliament.
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page

  8. 21 June 2017

    ZB Trading Limited

    We do not recognise ZB Trading Limited and we do not authorise them to provide services in NZ or to NZ residents.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  9. 21 June 2017

    Consultation paper Robo advice exemption

    This consultation is for financial advisers, financial product providers, consumers and other interested parties. It seeks feedback on the exemption proposal to facilitate the provision
    of personalised robo-advice.
    Tags
    Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Consultations, Roles, Business, Interposed persons under new financial advice regime
    Type
    PDF

  10. 14 June 2017

    Insider trader sentenced

    Jeffrey Peter Honey was sentenced to six months home detention at the Auckland District Court, after pleading guilty to one charge of insider trading under section 243(1)(a) and section 244 Financial Markets Conduct Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 13 June 2017

    China Advisers

    China Advisers is not a registered financial service provider, is not registered on the New Zealand Companies Register and is not licensed to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  12. 13 June 2017

    Jeffrey Peter Honey - Sentencing notes

    Sentencing notes, district court at Auckland in the case against Jeffrey Peter Honey, 13 June 2017.
    Tags
    Court decision, Enforcement
    Type
    PDF

  13. 12 June 2017

    24Options

    24Options is not registered to offer financial services in New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page

  14. 9 June 2017

    FMA files charges under Crimes Act

    Robert Ian South and Murray Byron Provan appeared in the Tauranga District Court in relation to various charges filed by the FMA under the Crimes Act. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page