Search results

Found 1862 results. Displaying page 121 of 125

1. 12 March 2012

   Exemption Notice 2012 - Securities Act Fonterra Co operative Group Limited

   Securities Act Fonterra Co operative Group Limited Exemption Notice 2012

2. 9 March 2012

   Exemption Notice 2012 - Securities Act Fundzi Limited Pre paid Debit Cards

   Securities Act Fundzi Limited Pre paid Debit Cards Exemption Notice 2012

3. 24 February 2012

   Lombard Finance and Investments Limited. - Judgment

   Judgment in the case against Lombard Finance and Investments Limited.

4. 31 January 2012

   AML/CFT Guide for small financial adviser businesses

   This guide is designed to help financial advisers working independently or in a small business comply with their obligations under the Anti-Money Laundering and Countering the Financing of Terrorism Act 2009 (the AML/CFT Act) and associated regulations (together AML/CFT law).

5. 30 January 2012

   Expense disclosure CE gifts and hospitality six monthly disclosure 2011 jul dec

   CE expenses disclosure for the period 1 July 2011 - 31 December 2011

6. 23 December 2011

   Exemption Notice 2011 - Securities Act The NP Equity Group Limited Exemption Notice 2011

   Securities Act (The NP Equity Group Limited) Exemption Notice 2011

7. 22 December 2011

   Exemption notice - Securities Act Argosy Property Limited 2011

   Securities Act Exemption notice - Argosy Property Limited 2011

8. 21 December 2011

   Exemption Notice 2011 - Securities Act Westpac Banking Corporation Australian Ban

   Securities Act (Westpac Banking Corporation – Australian Bank Accounts) Exemption Notice 2011

9. 15 December 2011

   Exemption Notice 2011 - Securities Act Meridian Energy Limited

   Securities Act Meridian Energy Limited Exemption Notice

10. 13 December 2011

    Kiwi Finance - Enforceable Undertaking

    Enforceable Undertaking offered by Kiwi Finance Directors on 13 December 2011.

11. 7 December 2011

    Reserve Bank of New Zealand (RBNZ) settlement systems - MOU

    MOU with Reserve Bank of New Zealand (RBNZ) on the designation and oversight of settlement systems

12. 2 December 2011

    Consultation Proposed Guidance Note KiwiSaver Performance Fees Kensington Swan submission

    Response to consultation from Kensington Swan: KiwiSaver performance fees draft guidance note

13. 25 November 2011

    Exemption Notice 2011 - Securities Act Auckland Transport

    Securities Act Auckland Transport Exemption Notice 2011

14. 5 November 2011

    Exemption Notice 2011 - Securities Act Fairview Country Club

    Securities Act Fairview Country Club Exemption Notice 2011

15. 1 November 2011

    KiwiSaver performance fees guidance

    This guidance note is designed to provide the Managers and Trustees of KiwiSaver schemes with a basis on which they can determine whether any performance fees that are proposed to be charged, or are chanrged, either directly or indirectly to a member's investment in the Scheme can be considered "not reasonable".