Back

Search results

Found 6609 results. Displaying page 197 of 441

  2. 2 August 2021

    WTI Limited

    WTI Limited is not a registered financial service provider in New Zealand or licensed by the FMA. We therefore recommend exercising caution when dealing with this entity.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  4. 2 August 2021

    Retail Investor Platforms Research

    The objectives of the research were to understand the type of profile of investors in retail platforms; their risks and behaviours within these platforms and motivations and influences that brought them to where they are. The research was conducted by Colmar Brunton in July 2021
    Tags
    Business, FMA
    Type
    PDF, Research

  5. 30 July 2021

    Angel HQ Incorporated

    Angel HQ Incorporated are an AML/CFT reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 29 July 2021

    FMA releases cyber resilience info sheet for financial advice providers

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has today published an information sheet containing principles and resources to help licensed financial advice providers develop their cyber resilience.
    Tags
    Financial Advice Provider, Roles, Media release, Business, News & Insights
    Type
    Page

  9. 29 July 2021

    Developing cyber resilience for financial advice providers

    Guidance for small and medium-sized financial advice providers (FAPs) on enhancing the security and resilience of their technology systems.
    Tags
    Roles, Financial Advice Provider, Directors, Financial Adviser, Business
    Type
    Page, Guidance

  14. 28 July 2021

    FMA censures FoxPlan for providing and offering unpermitted financial advice services

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has formally censured Wellington-based financial services firm FoxPlan Ltd, after one of its nominated representatives provided services he was not permitted to give and other representatives offered services to clients they were not permitted to give.
    Tags
    Financial Adviser, Roles, Financial Advice Provider, Media release, Enforceable action, Business, News & Insights, Enforcement
    Type
    Page