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Found 1753 results. Displaying page 113 of 117

1. 1 December 2012

   Commerce Commission v Forsyth Barr - Settlement Agreement

   Settlement Agreement with the Commerce Commission by Forsyth Bar Limited; Forsyth Barr Group Limited; Credit Agricole Corporate and Investment Bank; Credit Sall Limited; Calyone Hong Kong Limited. December 2012.

2. 9 November 2012

   Stakeholder survey – Final report 2012

   The FMA conducts an annual survey to establish how our stakeholders rate our performance. This is the 2012 report.

3. 19 October 2012

   Superannuation Schemes Report 2012

   This report was issued by the Government Actuary and presented to the House of Representatives in 2012 pursuant to Section 194 of the KiwiSaver Act 2006.

4. 5 October 2012

   New Zealand Institute of Chartered Accountants (NZICA) - MOU

   MOU between FMA and New Zealand Institute of Chartered Accountants (NZICA) signed on 5 October 2012.

5. 5 October 2012

   NZSX/NZDX Listing Rules - Approval of market rules notice 2012

   This notices allows for the NZX to replace the NZSX/NZDX Listing Rules dated 6 Aug 2010 with the NZSX/NZDX Listing Rules dated 5 Oct 2012

6. 1 October 2012

   KiwiSaver Report 2012

   This report also contains the fifth annual summary of statistical returns of KiwiSaver schemes, based on the Annual Returns for the period ended 31 March 2012, lodged by each individual scheme as required by section 125 of the Act.

7. 1 September 2012

   Pre-prospectus publicity - some practical guidance for issuers and their advisers

   This guidance note is intended for issuers of securities, their directors and advisers. It sets out the Financial Markets Authority’s (FMA) view on the boundaries of pre-regulated offer publicity/advertising (also commonly referred to as ‘pre-prospectus publicity’), as required by the Securities Act 1978 (Act) and FMA’s policy on the scope of pre-prospectus publicity it will support by exemption.

8. 30 August 2012

   Notice of market registration - Fonterra Shareholders' Market

   NZX is granted a market registration for the Fonterra Shareholders' Market, this notice comes into force on 30 Aug 2012.

9. 28 August 2012

   MOU between Australian Securities and Investments Commission and FMA

   MOU between Australian Securities and Investments Commission and FMA in relation to assistance and mutual cooperation.

10. 17 August 2012

    KA Trustees and Hanover Finance - Court of Appeal Judgment

    Court of Appeal Judgment issued in favour of the FMA in the case against KA Trustees and Hanover Finance.

11. 10 August 2012

    Inquiries, Investigations and Enforcement Report 2012

    This report summarizes the key issues and themes arising from inquiries, investigations and enforcement acitivity of the FMA during the 2011-12 financial year

12. 30 July 2012

    Expense Disclosure CE jan jun 2012

    CE expense disclosure for the period 1 January 2012 - 30 June 2012.

13. 11 July 2012

    AML/CFT Countries assessment guideline

    This guideline is designed to help you decide when you need to undertake this assessment, and how you could go about it. It provides information only and cannot be relied on as evidence of complying with the requirements of the AML/CFT Act.

14. 4 July 2012

    Perpetual Trust Ltd - Appeal decision

    Court of Appeal Judgment in the case against Perpetual Trust Ltd.

15. 29 June 2012

    NZX Obligations Review 2012

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2012.