1 September 2014
Governance under part 4 of the FMC Act
Governance under part 4 of the FMC Act guidance note is for issuers of debt securities, managers of managed investment schemes and their supervisors. It gives guidance on the expectations FMA has for your approach to the governance responsibilities and accountabilities that apply under Part 4 of the Financial Markets Conduct Act 2013.
Offer disclosure for equity and debt offers, Roles, Business, Managed investment schemes, Supervisor
Page, Guidance