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1. 26 November 2013

   FMA Annual Report 2013

   FMA Annual Report 2013.

2. 18 November 2013

   Changes ahead for Financial Reporting FMA Factsheet

   Information sheet relating to the Financial Reporting Bill and what to expect: 18 November 2013.

3. 13 November 2013

   Consultation licensing derivatives issuers

   Consultation: Draft minimum standards and licence conditions for derivative issuers.

4. 13 November 2013

   Consultation licensing independent trustees

   Consultation: Draft minimum standards and licence conditions for independent trustees of restricted schemes.

5. 13 November 2013

   Consultation licensing DIMS providers

   Consultation: Draft minimum standards and licence conditions for Discretionary Investment Management Service (DIMS) providers.

6. 13 November 2013

   Consultation licensing MIS

   Consultation: Draft minimum standards and licence conditions for managers of non-restricted and registered Managed Investment Schemes (MIS).

7. 12 November 2013

   Consultation licensing peer to peer lending

   Consultation: Draft minimum standards and licence conditions for peer-to-peer lending service providers (P2P).

8. 8 November 2013

   Exemption Notice - Financial Reporting Act (OnePath Custodians Pty Limited)

   Financial Reporting Act (OnePath Custodians Pty Limited) Exemption Notice 2013

9. 8 November 2013

   NZX Participant Rules - Approval of market rules notice 2013

   This notices comes into force on 11 Nov 2013. This notice allows for NZX to replace the NZX Participant Rules dated 24 Aug 2012 with the NZX Participant Rules dated 8 Nov 2013

10. 1 November 2013

    A Guide to the Financial Markets Conduct Act 2013 Reforms

    This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.

11. 1 November 2013

    Future of Financial Markets Report 2013

    In this paper, the FMA sets out the changes to be implemented will be when the Financial Markets Conduct (FMC) Act comes into force.

12. 30 October 2013

    Main board/debt market listing rules - Approval of market rules notice 2013

    This notice allows for NZX to replace the NZSX/NZDX listing rules dated 5 Oct 2012 with the board/debt market listing rules dated 30 Oct 2013

13. 15 October 2013

    FMP Medical Services Limited - order

    Notice of orders to FMP Medical Services Limited cancelling registration of prospectus and prohibiting distribution of investment statement 15 October 2013

14. 1 October 2013

    Clear, Concise and Effective Disclosure? - Report 2013

    In this report we outline our findings and observations to help issuers and their advisers understand our expectations of ‘clear, concise and effective’ disclosure. Published in October 2013.

15. 1 October 2013

    KiwiSaver Report 2013

    The report details the principal matters transacted under the Act during the year ended 30 June 2013, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.