Search results

Found 1820 results. Displaying page 88 of 122

1. 16 May 2017

   Exemption notice - Financial Advisers Certified Investment Management Analyst

   Financial Advisers (Certified Investment Management Analyst) Exemption Notice 2017.

2. 15 May 2017

   Regulatory Impact Statement: Designation of shares in investment companies 2017

   This document is for investment companies, managers, advisers. It discusses a class designation of certain shares in investment companies as managed investment products.

3. 11 May 2017

   Exemption Notice - Financial Markets Conduct KiwiSaver Annual Statement Fees

   Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017

4. 9 May 2017

   IMF financial system stability assessment 2017

   This report is based on the work of the Financial Sector Assessment Program (FSAP) missions that visited New Zealand in August 16–September 7, 2016 and November 2–17, 2016.

5. 9 May 2017

   Exemption notice - Mayfield Hinds Irrigation Notice

   FMC Exemption notice issued to Mayfield Hinds Irrigation Scheme 2017

6. 9 May 2017

   IMF 2016 review of NZ

   The FSAP is a comprehensive assessment of the country’s financial sector and was coordinated by the Reserve Bank of New Zealand (RBNZ) on behalf of the members of New Zealand’s Council of Financial Regulators, which includes the FMA, the Treasury and MBIE. New Zealand’s prudential and securities regulation was tested against international principles and practices.

7. 5 May 2017

   FMC (NZX Main Board/Debt Market Listing Rules) Approval of Rule Change Notice 2017)

   The changes approved in this notice are: a new NZX Corporate Governance Code that will replace existing Appendix 16 to the Listing Rules, changes to the Listing Rule 10.4.5, changes to references to the title of Appendix 16, and correction of a typographical error.

8. 4 May 2017

   Consultation proposed guidance Substantial product holder disclosures

   This consultation is for: Fund management firms and their employees; anyone who has, or may have, a substantial holding in a listed issuer, and other interested parties.

9. 28 April 2017

   Exemption notice - Berkshire Hathaway Specialty Insurance Company

   Financial markets Conduct Exemption Notice 2017: Berkshire Hathaway Specialty Insurance Company.

10. 28 April 2017

    Exemption Notice - Plus500 AU Pty Ltd 2017

    Financial Markets Conduct Exemption Notice 2017: Plus500AU Pty Ltd.

11. 14 April 2017

    Exemption Notice - Gordian RunOff Limited

    Financial Markets Conduct Exemption Notice 2017: Gordian RunOff Limited.

12. 11 April 2017

    Consultation paper Improving financial information in an equity PDS

    This consultation is for issuers, their advisors, investors and other interested parties. It aims to seek feedback on our proposed guidance and interpretations of the regulations.

13. 7 April 2017

    Exemption Notice - The City of London Investment Trust plc

    Financial Markets Conduct Exemption Notice 2017 - The City of London Investment Trust plc.

14. 7 April 2017

    Exemption Notice - Stride Property Group

    Financial Markets Conduct (Stride Property Group) Exemption Notice 2017

15. 3 April 2017

    Consultation paper Short duration derivatives

    This consultation is for: interested parties including offerors, investors and legal advisers. It aims to: gain feedback on the impact of a class designation for short duration derivatives.