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  2. 11 June 2015

    New roles within the FMA executive team

    The Financial Markets Authority (FMA) has made the following appointments to its executive team effective 1 July 2015.
    Tags
    FMA executive team, Governance, Media release, FMA, News & Insights
    Type
    Page

  3. 11 June 2015

    Mercer (N.Z.) Limited

    Mercer (N.Z.) Limited, FSP42742, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  4. 11 June 2015

    Stephen Rodney Joss

    Stephen Rodney Joss, FSP423586, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  6. 9 June 2015

    Statement of Intent 2015

    This Statement of Intent further develops our strategic direction for the coming four years from July 2015 to
    June 2019 and has been prepared in accordance with Part 4 of the Crown Entities Act 2004. It should be read in
    conjunction with the Statement of Performance Expectations for each year. This report was published in 2015.
    Tags
    Type
    PDF, Statement of intent, Corporate publications

  7. 8 June 2015

    $10m settlement on Dominion Finance secured by FMA and liquidators and receivers

    The FMA together with the liquidators of Dominion Finance Group (DFG) and the receivers of North South Finance (NSF), reached a settlement pursuant to which $10.235m will be paid to liquidators and receivers for distribution in the receivership. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 8 June 2015

    Dominion Finance Group and North South Finance

    Securities Commission alleged that the directors made false statements in the Dominion Finance Group registered prospectus dated 13 September 2007, as amended by an extension certificate 20 December 2007 and the North South Finance registered prospectus dated 11 September 2007, as amended by an extension certificate 20 December 2007. Read more.
    Tags
    Misleading statement, Breach, Enforcement
    Type
    Page

  12. 1 June 2015

    Funds Administration New Zealand Limited

    Funds Administration New Zealand Limited, FSP3961, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  13. 1 June 2015

    Nomura Financial

    NZ Police have identified Nomura Financial as sophisticated overseas scammers.
    Tags
    Suspected scam, Scams
    Type
    Page