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Found 6609 results. Displaying page 355 of 441

  1. 7 August 2015

    Squirrel Money Limited

    Squirrel Money Limited, FSP354706, is licensed to provide peer-to-peer lending service.
    Tags
    Peer-to-peer lending service providers, Licensed entity, Roles, Business
    Type
    Page

  2. 5 August 2015

    Fisher Funds Management Limited

    Fisher Funds Management Limited, FSP38581, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  3. 3 August 2015

    Select Wealth Management Limited

    Select Wealth Management Limited, FSP443706, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 1 August 2015

    Investigations and Enforcement Report 2015

    This report highlights the key themes and issues in our investigation and enforcement activity in the year to 30 June
    2015. It is intended to provide insight into the work we do, and help businesses and professionals better understand the
    behaviour we expect.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights, Enforcement
    Type
    PDF

  6. 1 August 2015

    AIO Global Limited

    AIO Global Limited is claiming to be registered on the financial service providers register when this is not the case.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  7. 1 August 2015

    Tilney Asset Management

    Tilney Asset Management is not registered, authorised and/or licensed to offer financial services under New Zealand financial markets legislation.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  8. 31 July 2015

    FMA files civil proceedings against portfolio manager for alleged market manipulation

    The Financial Markets Authority (FMA) has issued civil proceedings in the High Court seeking pecuniary penalties against Mr Mark Warminger for trading carried out while employed by Milford Asset Management Limited (Milford). The trading occurred between December 2013 and August 2014.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 30 July 2015

    Expense disclosure CE Gifts 2015 Jan Jun

    CE gifts and hospitality disclosure for the period 1 January 2015 - 30 June 2015
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  13. 29 July 2015

    Fiona Mary Judd

    Fiona Mary Judd, FSP31602, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page