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  1. 31 August 2015

    Rutherford Rede Limited

    Rutherford Rede Limited, FSP174024, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  2. 31 August 2015

    Become Wealth Ltd

    Become Wealth Ltd, previously known as Milestone Direct Limited, FSP249805, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  4. 27 August 2015

    FMA encourages people to get their KiwiSaver fighting fit during Money Week

    The FMA has launched its plans for Money Week 2015. This year the FMA wants people to complete an online health check of their KiwiSaver by answering five simple questions to make sure they are tuned in to their KiwiSaver investment.
    Tags
    KiwiSaver & Superannuation, Media release, Campaigns, Consumer, News & Insights
    Type
    Page

  5. 25 August 2015

    Consultation paper: Scrip offers in takeovers

    Consultation paper: Scrip offers in takeovers. We are seeking comment on whether there is a need for exemption relief for issuers offering securities as part of a ‘scrip bid’ in a takeover offer. A ‘scrip bid’ is a takeover bid where securities are offered wholly or partly in place of cash.
    Tags
    Offer information, Consultations, Business
    Type
    Page

  6. 25 August 2015

    Consultation paper scrip offers in takeovers

    This consultation is for businesses and their advisers. It aims to seek views on a proposal not to grant a class exemption from disclosure requirements for offers of financial products made in takeovers.
    Tags
    Consultations, Business
    Type
    PDF

  7. 21 August 2015

    Guilty pleas entered in OPI Pacific Finance case

    Two former directors of OPI Pacific Finance, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have pleaded guilty to two charges under the Securities Act 1978 in a prosecution commenced by the FMA in 2013. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 21 August 2015

    Polson Higgs Wealth Management Limited

    Polson Higgs Wealth Management Limited, FSP26381, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  9. 19 August 2015

    Investment World Limited

    Investment World Limited, FSP49702, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  11. 13 August 2015

    Market Investment Associates Limited

    We are concerned that Market Investment Associates Limited is claiming to be registered on the financial service providers register when this is not the case.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  12. 13 August 2015

    Market misconduct risks: a guide for MIS managers

    Market misconduct risks: a guide for MIS managers information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  13. 13 August 2015

    Guide to market misconduct risks for MIS managers

    This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Information Sheet

  14. 12 August 2015

    Life after work - ready or not

    A new study shows that almost half of people over 50 years old have yet to figure out how they will reach their retirement goals. While four in ten people who have already retired, did so without a financial plan for their retirement.
    Tags
    KiwiSaver & Superannuation, Media release, Consumer, News & Insights
    Type
    Page

  15. 12 August 2015

    Expectations for and experiences of retirement - research report

    This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.
    Tags
    Roles, Business, Managed investment schemes
    Type
    PDF, Research