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  1. 30 October 2015

    Cambridge Partners Limited

    Cambridge Partners Limited, FSP26104, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  2. 30 October 2015

    Bank of New Zealand

    The Bank of New Zealand, FSP25101, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  8. 27 October 2015

    SPG and SPGI director Andrew Robinson sentenced

    Former company director (SPG and SPGI) and financial adviser, Andrew Hrothgar Robinson, has been sentenced in the Auckland High Court. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  11. 22 October 2015

    Custodians obligations information sheet

    This information sheet explains the difference between a broker and a custodian, custodians for wholesale and managed investment scheme (MIS) clients, and custodians’ statutory obligations. We also list examples of different custodial arrangements.
    Tags
    Obligations, Client money or property services provider, Roles, Business
    Type
    PDF, Information Sheet

  12. 22 October 2015

    Custodians’ obligations information sheet

    The Custodians' obligations information sheet outlines the obligations of custodians under the Financial Advisers (Custodians of FMCA Financial Products) Regulations 2014.
    Tags
    Client money or property services provider, Roles, Business
    Type
    Page, Guidance

  13. 22 October 2015

    Custodians’ obligations

    This information sheet explains the difference between a broker and a custodian, custodians for wholesale and managed investment scheme (MIS) clients, and custodians’ statutory obligations. We also list examples of different custodial arrangements.
    Tags
    Client money or property services provider, Roles, Business
    Type
    Page, Guidance