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  2. 23 December 2015

    Ian Howard Russon

    Ian Howard Russon, FSP478366, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  3. 22 December 2015

    Bryan David Connor

    Bryan David Connor, FSP451326, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  4. 22 December 2015

    Development of legislative tools to support the FMC Act regime

    In order to fully implement the FMC Act we have been considering matters which may require support from class exemptions, frameworks, or methodologies and designations (the FMA’s legislative tools).
    Tags
    Regulation updates, FMC Act, Legislation, Business
    Type
    Page

  6. 18 December 2015

    Excelsior Markets Limited (Excelsior)

    FMA considered Excelsior's New Zealand FSP registration to be misleading. and directed that it be deregistered as an FSP.
    Tags
    Licence cancellation, Powers, Enforcement
    Type
    Page

  7. 17 December 2015

    Consultation paper: Proposed exemptions for existing property schemes

    Consultation paper: Proposed exemptions for existing property schemes. We are considering possible exemptions to address some of the issues faced by existing property schemes or syndicates in complying with certain requirements under the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Client money or property services provider, Consultations, Exemptions, Roles, Business
    Type
    Page

  8. 17 December 2015

    Kerry Langley Haycock

    Kerry Langley Haycock, FSP455966, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  9. 17 December 2015

    Consultation paper: Forestry scheme issues and exemptions proposals

    Consultation paper: Forestry scheme issues and exemptions proposals. We are considering possible exemptions to address some issues faced by forestry schemes in complying with the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Consultations, Roles, Business, FMA, Managed investment schemes
    Type
    Page

  10. 17 December 2015

    Consultation paper Forestry scheme issues and exemption proposals

    This consultation is for Forestry scheme issuers, supervisors, managers and investors.It aims to: Seek views from the industry and investors on whether forestry schemes should be granted exemptions from certain obligations, and outline FMA’s view on how schemes can approach some
    compliance obligations.
    Tags
    Consultations, Roles, Business, Supervisor
    Type
    PDF

  11. 17 December 2015

    Consultation paper proposed exemptions for existing property schemes

    This consultation is for property scheme managers, supervisors, custodians and investors. It aims to:
    outline the FMA’s view on how existing property
    schemes can approach new compliance obligations, and
    seek views from the industry and investors on whether these schemes should be granted exemptions from certain obligations.
    Tags
    Consultations, Roles, Business, Supervisor
    Type
    PDF

  12. 17 December 2015

    Consultation paper Recognition of Overseas regimes proposed exemption relief

    This consultation is for: overseas issuers, overseas FMC reporting entities, their advisers and auditors. It aims to: test the appropriate level of disclosure, governance, financial reporting and audit relief required by overseas entities under the Financial Markets Conduct Act 2013.
    Tags
    Auditors, Consultations, Roles, Business
    Type
    PDF

  13. 17 December 2015

    Consultation paper: Recognition of overseas regimes – proposed exemption relief

    Consultation paper: Recognition of overseas regimes – proposed exemption relief. We are consulting on possible exemptions for overseas issuers and overseas FMC reporting entities from a range of issues.
    Tags
    Offer disclosure for equity and debt offers, Consultations, Exemptions, Roles, Business
    Type
    Page

  15. 10 December 2015

    Consultation Class designation of shares to MIPs in an MIS

    This consultation is for offerors, managers, supervisors, investors, legal advisers and interested parties. It aims to: gain feedback on the impact of class designations that would treat shares as managed investment products in a managed investment scheme.
    Tags
    Consultations, Roles, Business, Managed investment schemes
    Type
    PDF