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Found 6613 results. Displaying page 268 of 441

1. 20 February 2019

   Smart Investor tool launched to help Kiwis get ahead financially

   Smart Investor enables Kiwis to search and compare New Zealand investments such as KiwiSaver, shares, bonds and other types of managed products for the first time.

   Tags

   Investing, Media release, KiwiSaver & Superannuation, Consumer, News & Insights

   Type

   Page

2. 18 February 2019

   Expense Disclosure CE Travel July Dec 2018

   CE expense disclosure for the period 1 July 2018 - 31 December 2018.

   Tags

   Executive expenses, FMA

   Type

   PDF

3. 18 February 2019

   Expense Disclosure CE Hospitality July Dec 2018

   CE expense disclosure for the period 1 July 2018 - 31 December 2018.

   Tags

   Executive expenses, FMA

   Type

   PDF

4. 18 February 2019

   Expense Disclosure CE Gifts July Dec 2018

   CE gifts and benefits disclosure for the period 1 July 2018 - 31 December 2018

   Tags

   Chief Executive Gifts and Benefits Disclosure, FMA

   Type

   PDF

5. 18 February 2019

   Expense Disclosure CE Other July Dec 2018

   CE expense disclosure for the period 1 July 2018 - 31 December 2018.

   Tags

   Executive expenses, FMA

   Type

   PDF

6. 18 February 2019

   Bublitz Trial cost - OIA response

   OIA response, dated 18 February 2019, rearding R v Bublitz & Ors second trial costs

   Tags

   FMA

   Type

   PDF, OIA

7. 15 February 2019

   Financial Markets Conduct (NZX Participant Rules) - Approval of Rule Change Notice 2019

   This notice approves changes to the Participant Rules that were provided to the FMA by NZX for approval on 18 December 2018 with further minor amendments provided 17 January 2019.

   Tags

   Type

   PDF

8. 15 February 2019

   Gifts and Hospitality since 2013 - OIA response

   OIA response, dated 15 Feb 2019, requesting information surrounding any gifts and hospitality given to FMA staff by private organisations since 2013.

   Tags

   FMA

   Type

   PDF, OIA

9. 15 February 2019

   Financial Advisers Disciplinary Committee decisions - OIA request

   OIA respnse, dated 15 February 2019, regarding Financial Advisers Disciplinary Committee (FADC) example cases and decisions

   Tags

   FMA

   Type

   PDF, OIA

10. 5 February 2019

    OIA Reporting Enitites

    OIA response, dated 5 February 2019, regarding the number of times in 2019 that the FMA requested a reporting entity (RE) seek an audit of its risk assessment

    Tags

    FMA

    Type

    PDF, OIA

11. 5 February 2019

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2019

    Expired exemption: Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2019

    Tags

    Exemptions, Business

    Type

    Page

12. 29 January 2019

    TradeFintech

    TradeFintech scam

    Tags

    Suspected scam, Scams

    Type

    Page

13. 29 January 2019

    Life Insurer Conduct and Culture 2019

    Findings from an FMA and RBNZ review of conduct and culture in New Zealand life insurers.

    Tags

    Reports and Papers, Financial Advice Provider, Roles, Business, News & Insights

    Type

    PDF

14. 29 January 2019

    FMA and RBNZ report on life insurer conduct and culture

    The FMA and RBNZ have completed their joint review of 16 New Zealand life insurers. This review follows the regulators’ bank review published in November 2018.

    Tags

    Life insurance, Media release, Insurance, Consumer, News & Insights

    Type

    Page

15. 29 January 2019

    Life Insurer Conduct and Culture

    Findings from an FMA and RBNZ review of conduct and culture in New Zealand life insurers

    Tags

    Roles, Conduct, Insurance Providers, Reports and Papers, Financial Institutions, Business, News & Insights

    Type

    Page, Report