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Found 6609 results. Displaying page 128 of 441

1. 28 September 2022

   Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2022

   This exemption provides relief for overseas issuers that have a primary listing on a market in a high quality jurisdiction from certain disclosure requirements in the FMC Act.

   Tags

   Exemptions, Business

   Type

   Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

2. 28 September 2022

   Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2022

   This exemption relieves managers of “notional” managed investment schemes from completing scheme financial statements.

   Tags

   Exemptions, Legislation, Managed investment schemes, Supervisor, Roles, Business

   Type

   Page

3. 28 September 2022

   MBIE releases consultations on regulations and fees for Conduct of Financial Institutions regime

   The Ministry of Business, Innovation and Employment (MBIE) has released two consultations on incentives regulations and proposed licensing fees to support the Conduct of Financial Institutions (CoFI) regime.

   Tags

   Banking, Media release, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Business, News & Insights

   Type

   Page

4. 27 September 2022

   Securities Industry Association submission

   Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback

   Tags

   Consultations, Business

   Type

   PDF, Submission form

5. 27 September 2022

   Consultation paper Client money or property service provider guidance

   Consultation on proposed guidance on the obligations for client money or property service providers.

   Tags

   Client money or property services provider, Consultations, Roles, Business

   Type

   PDF

6. 27 September 2022

   Feedback form Client money and property service guidance

   Feedback form for consultation client money and property services guidance.

   Tags

   Client money or property services provider, Consultations, Roles, Business

   Type

   Word document, Feedback form

7. 27 September 2022

   Consultation: Proposed guidance for client money or property service providers

   Consultation on proposed guidance on the obligations for client money or property service providers.

   Tags

   Client money or property services provider, Consultations, Roles, Business

   Type

   Page, Open, Consultation

8. 23 September 2022

   Imposter website: farm-crypto.com

   Farm-crypto.com is not a registered Financial Service Provider in New Zealand and is falsely purporting to be associated with New Zealand entity, Pearlfisher Capital Limited.

   Tags

   Imposter website, Scams

   Type

   Page

9. 23 September 2022

   RBNZ and FMA seeking feedback on draft FMI Standards

   RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).

   Tags

   Financial market infrastructures, Media release, Roles, Business, News & Insights

   Type

   Page

10. 23 September 2022

    Consultation: Proposed standards for Financial Market Infrastructure Act

    The development of the FMI Standards is a key milestone in the implementation of the FMI Act. The consultation from the RBNZ invites responses by 18 November 2022.

    Tags

    Financial market infrastructures, Consultations, Roles, Business

    Type

    Page, Open, Consultation

11. 21 September 2022

    WIW 2022 Social tiles

    World Investor Week 2022 social tiles for sharing purposes.

    Tags

    Consumer

    Type

12. 21 September 2022

    Speech by FMA Chief Executive, Samantha Barrass at Financial Services Council (FSC) Conference 2022

    Samantha Barrass, Chief Executive, FMA keynote address at the FSC Conference 2022.

    Tags

    FMA executive team, Speeches and presentations , Business, FMA, News & Insights

    Type

    Page

13. 21 September 2022

    WIW2022 Website banners

    World Investor Week 2022 promotion materials. This zip file includes website banners

    Tags

    Campaigns, Investing, Consumer

    Type

14. 21 September 2022

    Speech by Clare Bolingford at the Financial Services Council Conference 2022

    Clare Bolingford talks about consumer-driven regulatory change at the Financial Services Council conference 2022.

    Tags

    Conduct, FMA people, Speeches and presentations , Conduct of Financial Institutions Bill (CoFI), Business, FMA, News & Insights

    Type

    Page

15. 21 September 2022

    Consolidated managed fund data

    Quarterly files with consolidated data for non-KiwiSaver managed funds.

    Tags

    Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor

    Type

    Page, Report