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  1. 4 October 2022

    '5 mins with the FMA' podcast #3: KiwiSaver Annual Report 2022

    In this FMA podcast, FMA Director of Investment Management Paul Gregory discusses the KiwiSaver Annual Report for 2021/22.
    Tags
    KiwiSaver providers, Roles, Podcast, KiwiSaver & Superannuation, Business, Consumer, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Podcast

  2. 3 October 2022

    Feedback form accounting records consultation

    Feedback form: consultation proposed guidance for keeping proper accounting records.
    Tags
    Auditors, Directors, Consultations, Roles, Business
    Type
    Word document, Financial reporting, Feedback form

  3. 3 October 2022

    Consultation paper guidance accounting records

    Consultation paper: Proposed guidance and expectations for keeping proper accounting records
    Tags
    Auditors, Directors, Consultations, Roles, Business
    Type
    PDF, Financial reporting

  4. 3 October 2022

    FMA recommends caution when dealing with Whitcoin

    WARNING: Whitcoin unreasonably withholding client funds and is not registered Financial Service Providers in New Zealand.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  6. 3 October 2022

    World Investor Week 2022

    “A goal without a plan is just a wish” Having a well-thought-out plan is an important first step in your investing journey. Learn more #WorldInvestorWeek2022
    Tags
    World Investor Week, Campaigns, Investing, Consumer
    Type
    Page

  7. 30 September 2022

    AIA to pay $700,000 penalty for false and misleading representations to customers

    The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers, following proceedings brought by the FMA.
    Tags
    Media release, Investigations, Judgment, Insurance Providers, Business, News & Insights, Enforcement
    Type
    Page

  8. 30 September 2022

    Climate related disclosure Record keeping initial monitoring approach

    FMA's initial monitoring approach for climate-related record keeping - to inform and support new climate reporting entities to meet their statutory reporting requirements.
    Tags
    Ethical finance, Climate related disclosure, Auditors, Directors, Supervisors, Roles, Authorised body under a FAP, Financial Institutions, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF

  9. 30 September 2022

    AIA New Zealand Ltd - Judgment

    23 September 2022 The Auckland High Court ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.
    Tags
    Judgment, Enforcement
    Type
    PDF

  10. 30 September 2022

    AIA

    The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  11. 29 September 2022

    Expired exemptions

    Find a full list of expired exemptions that relate to the Financial markets Conduct and Securities Act here.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  12. 29 September 2022

    Isbister Financial Services Limited

    Isbister Financial Services Limited FSP514807 is an AML reporting entity.
    Tags
    Reporting entities, AML/CFT, Roles, Business
    Type
    Page

  13. 29 September 2022

    Catalist market operator obligations review 2022

    This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF