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9 March 2023

Explore your Financial Advice Provider (FAP) options

The explore your options tool was created to help financial advice providers navigate the licensing options under the new financial advice regime. It covers some of the more straightforward ways you can operate.
8 March 2023

KiwiSaver statistical returns user guide

The purpose of the KwiSaver annual statistical return user guide is to explain how to complete the return and provide clarity for areas that have previously been questioned or may be open to interpretation.
7 March 2023

FAP regulatory returns questions Class 2

This document provides an overview of the questions you'll be asked for when you submit your Class 2 FAP Regulatory Return. The regulatory returns are due by 30 September for the 12-month period from 1 July to 30 June (period of return).
7 March 2023

FAP regulatory returns questions Class 3

This document provides an overview of the questions you'll be asked for when you submit your Class 3 FAP Regulatory Return. The regulatory returns are due by 30 September for the 12-month period from 1 July to 30 June (period of return).
7 March 2023

FAP regulatory returns questions Class 1

This document provides an overview of the questions you'll be asked for when you submit your Class 1 FAP Regulatory Return. The regulatory returns are due by 30 September for the 12-month period from 1 July to 30 June (period of return).
7 March 2023

Investing basics

Understand the basics of investing by working out what kind of investor you are and learning the skills to manage your investments confidently. Helping investors make better informed decisions.
6 March 2023

KiwiSaver annual statistical returns

The purpose of this guide is to explain how to complete the KiwiSaver annual statistical return and the page provides a link to FMA's online services where you can complete your return online.
28 February 2023

Deciding how to invest

Deciding how you wish to invest? Read about the three most important things to consider before you invest: risk, return and cost.
23 February 2023

Notice of approved auditing courses

Section 3(1)(e) of the prescribed minimum standards requires an individual who applies for a licence (under section 11 of the Act) after 30 June 2014 to have successfully completed a professional course in auditing approved by FMA. For the purposes of this section, FMA has approved the professional courses in auditing as documented in this PDF.
20 February 2023

CoFI ID consultation feedback form

This consultation feedback form relates to the proposed guidance that outlines our expectations when financial institutions are distributing products and services through intermediaries, under the CoFI regime.
20 February 2023

CoFI id guidance consultation paper

This consultation paper seeks feedback on proposed guidance that outlines our expectations when financial institutions are distributing products and services through intermediaries, under the CoFI regime.
20 February 2023

Consultation CoFI id draft guidance

This DRAFT guidance document relates to the consultation seeking feedback on proposed guidance that outlines our expectations when financial institutions are distributing products and services through intermediaries, under the CoFI regime.
15 February 2023

Regulatory Impact Statement FAP Regulatory Returns

This document is for financial advice providers, financial advisers, and other interested parties. It discusses the regulatory reporting requirements as required by Standard Condition 3 for licensed financial advice providers.
15 February 2023

Validus - Interim Stop Order

INTERIM STOP ORDER made by the Financial Markets Authority (FMA) pursuant to section 465 of the Financial Markets Conduct Act 2013 (Act), issued to Validus.
15 February 2023

Events

The FMA frequently hosts events to engage with or assist business to meet their comliance needs. This page promotes all events organised or supported by the FMA