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Found 6604 results. Displaying page 279 of 441

  2. 1 September 2018

    Consumer Views of Financial Providers’ Conduct

    The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.
    Tags
    Reports and Papers, Financial Advice Provider, Roles, Business, News & Insights
    Type
    PDF

  5. 30 August 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018

    The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  6. 30 August 2018

    Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018

    Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018 exempts AMP Wealth Management New Zealand Limited (specified manager) as manager of the New Zealand Retirement Trust (specified scheme) from the requirement to restrict membership of the workplace savings section, conditions apply. Read more.
    Tags
    Exemptions, Business
    Type
    Page

  7. 30 August 2018

    AML/CFT staff training video

    The AML/CFT staff training video is designed to help our reporting entities understand how they can meet their obligation of training new and existing staff.
    Tags
    AML/CFT, Compliance, Roles, Business
    Type
    Page, Guidance

  8. 29 August 2018

    Helping KiwiSaver members weather investment storms

    In preparation for Sorted Money Week 2018 the Financial Markets Authority (FMA) is launching an online quiz to help younger KiwiSaver members understand how to react when investments rise and fall in stormy markets.
    Tags
    KiwiSaver providers, Media release, Roles, KiwiSaver & Superannuation, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page