Search results

Found 1778 results. Displaying page 60 of 119

1. 12 June 2020

   Proposed standard conditions for financial advice provider full licences feedback form

   Feedback form for consultation: Financial advice provider full licences

2. 10 June 2020

   Disclose Register MIS fund updates for 30 Sep 2019

3. 5 June 2020

   Pacific scams A4 infosheet in English

   This Investment scams information sheet has been created for Pacific Island audiences to easily identify the warning signs of a scam and where to get help.

4. 5 June 2020

   Pacific Scams DLE in English

   This Scams information sheet was designed for Pacific Island audiences to quickly identify if they've been scammed and find out whom to contact. The sheet has been designed to be printed.

5. 5 June 2020

   Steven Robertson - Judgment

   Court of Appeal decision in the Judgment against Steven Roberson, 5 June 2020.

6. 28 May 2020

   KiwiSaverLookseeFlowChart

   Infographic that allows you to visualise your KiwiSaver journey and make good choices.

7. 20 May 2020

   What can users of auditor reports expect from auditor reports in response to the impact of COVID-19?

   This report from the XRB explains the communication tools auditors use in auditor reports and the likely impact of COVID-19 on auditor reporting

8. 18 May 2020

   Exemption notice - CMT Group Investment Fund

   Financial Markets Conduct (Canterbury Mortgage Trust Group Investment Fund) Exemption Notice 2020

9. 12 May 2020

   Financial reporting – review findings and guidance for entities 2020

   The 2020 financial reporting review outlines our approach and highlightes areas of interest in our 2019 reviews.

10. 12 May 2020

    Scams Samoan language

    This Scams information sheet has been designed for Samoan-speaking audiences to quickly identify if they've been scammed and who to contact.

11. 11 May 2020

    Tongan DLE brochure

    This Scams information sheet has been designed for Tongan-speaking audiences to quickly identify if they've been scammed and who to contact.

12. 11 May 2020

    Scam info for Pacific communities

    Scammers are targetting Pacific communities. This page talks about things you need to be aware of before investing. It also provides a real life scam story of someone who lost money in a scam.

13. 6 May 2020

    FMA XRB Enhanced auditor reporting 2020

    Enhanced auditor reporting is a joint FMA and XRB report that looks at the evolution of trends in key audit matter reporting in the three years since the revised auditor’s report was introduced. Key audit matters are issues that, in the auditor’s view, were of most significance to the audit of a company’s financial statements – for example, a company’s valuation of goodwill or its revenue recognition. KAMs are intended to provide transparency and give users of the financial statements a better understanding of how the audit was conducted and complexities that arose. This is the 2020 report.

14. 6 May 2020

    Exemption Notice - Financial Advisers Personalised Digital Advice

    Financial Advisers Exemption Amendment Notice 2020: Personalised Digital Advice.

15. 1 May 2020

    Record keeping for financial advice providers

    This information sheet sets out our expectations for how licensed financial advice providers (FAPs) can demonstrate compliance with the standard condition for record keeping. It will be useful for small and medium-sized FAPs to consider the examples provided when reviewing their internal arrangements for creating and maintaining records.