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Found 1773 results. Displaying page 6 of 119

1. 27 August 2024

   Draft Guidance Note for consultation Designation of FMIs

   Consultation document: Draft guidance on designations under the FMI Act

2. 23 August 2024

   Matthew Hill Settlement agreement PART 1

   Matthew Hill Settlement Agreement Part 1

3. 23 August 2024

   Matthew Hill Settlement agreement PART 2

   Matthew Hill Settlement agreement PART 2

4. 23 August 2024

   Matthew Hill Settlement agreement PART 3

   Matthew Hill Settlement agreement PART 3

5. 22 August 2024

   FMA v CBL Corporation Ltd in liq penalty

   The High Court has ordered Peter Harris, the former CBL Corporation Limited (In Liquidation) (CBLC) managing director, to pay a penalty of $1.4 million for continuous disclosure and misleading conduct breaches following proceedings brought by the FMA under the Financial Markets Conduct Act 2013 (FMCA) (the Continuous Disclosure Proceeding).

6. 22 August 2024

   Exemtion Notice 2024 - Financial Markets Conduct Climate related Discosures Works Finance NZ Limited

   The Financial Markets Conduct (Climate-related Disclosures – Works Finance (NZ) Limited) Exemption Notice 2024 (Notice) exempts Works Finance (NZ) Limited (Works Finance) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).

7. 16 August 2024

   Financial Markets Conduct Tonga Development Bank designation revocation notice

   Financial Markets Conduct Tonga Development Bank designation revocation notice

8. 8 August 2024

   Class legislative notices summary July 2024

   Calss legislative notices summary July 2024

9. 7 August 2024

   Exemption Notice 2024 - Financial Markets Conduct Obsidian Contributory Mortgage Scheme

   Exemption Notice 2024 - Financial Markets Conduct Obsidian Contributory Mortgage Scheme

10. 6 August 2024

    FMA v Zhong Ors Judgment BO

    Oceania Naturals judgment - FMA v Zhong Ors

11. 2 August 2024

    Exemption Notice 2024 - Financial Markets Conduct Mercer Super Trust

    The Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2024 relates to initial and ongoing registration requirements for workplace savings schemes.

12. 30 July 2024

    Market manipulation warning letter

    Warning to an individual online trader for suspected market manipulation

13. 30 July 2024

    Consultation paper Renewal of class exemptions for overseas custodians

    Consultation paper Renewal of class exemptions for overseas custodians

14. 30 July 2024

    Feedback form Renewal of class exemptions for overseas custodians

    Feedback form Renewal of class exemptions for overseas custodians

15. 30 July 2024

    Board Expenses Disclosure FY23 24 Craig S Summary

    Board Expenses Disclosure FY23 24 Craig S Summary