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1. 17 December 2020

   Exemption notice - Financial Markets Conduct Australian Licensees Notice

   Financial Markets Conduct (Australian Licensees) Exemption Notice 2020

2. 17 December 2020

   Exchange-traded funds

   Exchange Traded Funds (ETFs) can be a simple and affordable way of investing in the sharemarket. ETFs enable you to invest in a diverse range of investments, through either a one-off lump sum or a regular savings plan. Learn more about ETFs, understand the risks and returns before you invest.

3. 16 December 2020

   Complying with the prohibition on the notice of trusts on registers

   This information sheet explains the FMA’s expectations in regards to how issuers of regulated products can comply with the prohibition on the notice of trusts being entered on the register that is required to be kept by the issuer.

4. 16 December 2020

   FMA Annual Report 2020

   The 2020 FMA Annual Report highlights our key work from the 2019/2020 financial year, including our response to the COVID-19 crisis, and a range of enforcement activity.

5. 14 December 2020

   Disclosure framework for integrated financial products

   The disclosure framework for integrated financial services guidance note 2020 is relevant to issuers of financial products that incorporate non-financial factors.

6. 11 December 2020

   Submissions on the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2020 - summary of key themes

   Summary of key themes: Submissions on the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2020.

7. 9 December 2020

   Consultation Standard conditions FAP consultation submissions combined part three

   Consultation on the proposed standard conditions for financial advice provider full licences and classes of financial advice service - summary of key themes.

8. 9 December 2020

   Consultation on the proposed standard conditions for financial advice provider full licences and classes of financial advice service - summary of key themes

   Summary of key themes: Consultation on the proposed standard conditions for financial advice provider full licences and classes of financial advice service

9. 9 December 2020

   Consultation Standard conditions FAP submissions combined part two

   Summary of key themes: Consultation on the proposed standard conditions for financial advice provider full licences and classes of financial advice service.

10. 9 December 2020

    Consultation Standard conditions FAP submissions combined part one

    Summary of key themes: Consultation on the proposed standard conditions for financial advice provider full licences and classes of financial advice service.

11. 9 December 2020

    Ease of doing business survey report 2020

    The FMA commissioned Buzz Channel to conduct research among key stakeholders to understand the effectiveness of interactions FMA has with stakeholders and satisfaction with the service it provides. This is the 2020 report.

12. 9 December 2020

    FMA Annual Report Snapshot 2020

    Snapshot of the FMA Annual Report 2020

13. 9 December 2020

    Exemption Notice - FNZ Group 2020

    Financial Markets Conduct Exemption Notice 2020 - FNZ Group.

14. 9 December 2020

    Overseas research reports 2020

    Research reports produced by overseas firms may be distributed by New Zealand advice firms to their retail clients. This information sheet discusses how this will be regulated under the Financial Markets Conduct Act 2013 from 15 March 2021.

15. 4 December 2020

    Auditor Regulation Act Notice 2020

    This notice is the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2020.