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1. 13 April 2021

   KiwiSaver performance fees guidance note

   This guidance note updated in 2021 is intended for the managers and supervisors of KiwiSaver schemes. It sets out the criteria against which the Financial Markets Authority (FMA) will assess the reasonableness of performance fees.

2. 13 April 2021

   Managed fund fees and value for money - guidance

   Guidance and principles to help managers and supervisors of KiwiSaver schemes and other managed investment schemes to demonstrate how they are meeting their existing obligations, statutory duties, and conduct expectations in respect of fees and value for money. Published in April 2021.

3. 31 March 2021

   31 March 2021 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2021

4. 31 March 2021

   31 March 2021 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 March 2021

5. 29 March 2021

   Expense Disclosure CE Hospitality Dec 2020

   CE expense disclosure for the period 1 July 2020 - 31 December 2020.

6. 29 March 2021

   Expense Disclosure CE Dec 2020

   CE Gifts and benefits disclosure for the period 1 July 2020 - 31 December 2020.

7. 29 March 2021

   Expense Disclosure CE Other Dec 2020

   CE expense disclosure for the period 1 July 2020 - 31 December 2020.

8. 29 March 2021

   Expense Disclosure CE Travel Dec 2020

   CE expense disclosure for the period 1 July 2020 - 31 December 2020.

9. 26 March 2021

   Exemption notice - AIA International Limited

   Financial Markets Conduct (AIA International Limited) Exemption Notice 2021.

10. 25 March 2021

    Consultation Response to submissions regulatory returns DI MIS DIMS

    Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.

11. 23 March 2021

    Exemption notice - Financial Markets Conduct Trustee Executors Limited

    Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021

12. 18 March 2021

    Exemption Notice - QBE Group 2021

    Financial Markets Conduct Exemption Notice 2021: QBE Group.

13. 16 March 2021

    Exemption notice - EML Payment Solutions

    EML Payment Solutions Exemption Notice 2021

14. 16 March 2021

    Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

    Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021

15. 15 March 2021

    How do I find an adviser?

    There are a number of ways you can choose a Financial Advice Provider. The key is to know what you want to achieve from that advice, then do your homework to make sure you choose a Financial Advice Provider who meets your needs.