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1. 10 October 2022

   Consultation FAP Regulatory Returns Class 1

   This consultation document is intended for Class 1 licensed financial advice providers (FAPs).

2. 10 October 2022

   Feedback form FAP Regulatory Returns Class 1 Consultation

   Feedback form for proposed regulatory returns for licensed Class 1 financial advice providers (FAPs)

3. 10 October 2022

   Feedback form FAP Class 2 Regulatory Returns consultation

   Feedback form for consultation - Class 2 FAP regulatory returns.

4. 10 October 2022

   Questions for FAP Class 2 regulatory returns

   Questions you will be asked online when you submit your FAP Class 2 regulatory return.

5. 10 October 2022

   Ethical investing

   Ethical investing, responsible investing, green finance, sustainable investing, social investing, ESG. Whatever you call it, many of us are keen to align our investment choices to our values. But before you jump in because an investment claims to be ‘ethical’, take a deeper look at what you’re investing in and other factors you may need to consider.

6. 5 October 2022

   Climate risks and the impact on financial statement audits

   This document provides clarity for auditors about the expectations for information about climate risks in audit files.

7. 5 October 2022

   Ethical finance

   The FMA supports ethical finance and New Zealand’s transition to an integrated financial system – one that looks beyond financial returns to also consider non-financial factors. Read more about our role in an integrated financial system on this page.

8. 4 October 2022

   KiwiSaver Annual Report 2022

   KiwiSaver Annual Report published by the FMA 2022.

9. 3 October 2022

   Consultation paper guidance accounting records

   Consultation paper: Proposed guidance and expectations for keeping proper accounting records

10. 3 October 2022

    Feedback form accounting records consultation

    Feedback form: consultation proposed guidance for keeping proper accounting records.

11. 30 September 2022

    Climate related disclosure Record keeping initial monitoring approach

    FMA's initial monitoring approach for climate-related record keeping - to inform and support new climate reporting entities to meet their statutory reporting requirements.

12. 30 September 2022

    AIA New Zealand Ltd - Judgment

    23 September 2022 The Auckland High Court ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.

13. 29 September 2022

    FMA Investor checklist

    World Investor Week investing plan checklist.

14. 29 September 2022

    Catalist market operator obligations review 2022

    This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.

15. 27 September 2022

    Securities Industry Association submission

    Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback