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1. 27 July 2023

   The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

   Michael Hewes, Director Deposit Taking, insurers and advice at the FMA presents at the Financial Markets Law conference.

2. 21 July 2023

   8 steps to apply for a Financial Insitituion licence

   This action plan sets out the key steps needed to apply for your financial institution licence.

3. 21 July 2023

   Licensing guide -Financial Institutions

   This guide is for businesses who are intending to apply for a financial institution licence.

4. 21 July 2023

   Financial institution licensing FAQs

   Find answers to frequently asked questions about financial institution licensing (also known as CoFI licensing) on this page.

5. 12 July 2023

   Consultation paper Proposed standard condition on business continuity and technology systems

   Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.

6. 12 July 2023

   Submission form Proposed standard condition on business continuity and technology systems

   Submission form Proposed standard condition on business continuity and technology systems

7. 10 July 2023

   Consultation paper Climate related disclosures timing mismatch

   The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.

8. 7 July 2023

   Climate related disclosures implementation approach

   The Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill (CRD Bill) received Royal assent on 27 October 2021. This document briefly explains the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Act 2021 (the CRD legislation) and outlines the Financial Markets Authority’s (FMA) implementation approach for the CRD regime over a period of approximately 4 years, through to 2025/26. It sets out the roles and responsibilities of the various government agencies, to help industry understand ‘who is doing what’ with regard to CRD.

9. 7 July 2023

   Feedback form Climate related disclosures timing mismatch Copy

   Feedback form Climate related disclosures timing mismatch.

10. 5 July 2023

    Validus - Stop Order

    FMA makes permanent stop order against Validus after appeal is dismissed in the High Court.

11. 30 June 2023

    Auditor Regulation and Oversight Plan 2023 2026

    Auditor regulation and oversight plan report for the period 2023-2026

12. 30 June 2023

    Accredited bodies

    Accredited bodies are organisations permitted under the ARAct to license auditors and register audit firms. View the definition of accredited bodies along with their obligations and minimum standards on this page.

13. 28 June 2023

    Reports and papers

    The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.

14. 27 June 2023

    Consumer Guide Capital Notes

    Capital notes and similar products such as perpetual subordinated notes or hybrid securities.

15. 27 June 2023

    Statement of Performance Expectations 2023 to 2024

    This SPE sets out our financial forecast for the financial year 1 July 2023 to 30 June 2024. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2021-2024.