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1. 29 September 2023

   Feedback form Liquidity risk management

   Feedback form of Liquidity risk management draft guidance.

2. 28 September 2023

   Catalist market operator obligations review 2023

   Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.

3. 28 September 2023

   Market operators

   A financial product market is a facility where financial products are bought or sold, or where offers or invitations to buy or sell financial products are made. Find the compliance, licensing and registration obligations and NZX notices on this page.

4. 27 September 2023

   Financial Reporting Council - MOURA

   Financial Reporting Council Memorandum of Understanding of reciprocal arrangements (MOURA)

5. 26 September 2023

   NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

   NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

6. 25 September 2023

   Rowan Charles Kearns Judgment

   Rowan Kearns Judgment.

7. 21 September 2023

   Trustee and Nominee exemptions

   The Trustee Corporations and Nominee Companies which have notified FMA that they have opted in to this exemption are listed here.

8. 20 September 2023

   KiwiSaver Annual Report 2023

   The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.

9. 19 September 2023

   Craigs Investment Partners Self Select Schemes levy waiver notification 2023

   Craig's Investment Partners Self Select Schemes levy waiver issued by the FMA.

10. 18 September 2023

    Supporting customers in financial difficulty FMA and Commerce Commission joint message September 2023

    Supporting customers in financial difficulty – FMA and Commerce Commission joint message September 2023

11. 12 September 2023

    Campaigns

    The FMA works with a number of partners around the world to increase awareness of investing, KiwiSaver and Scams. This page displays our campaign activity. 

12. 11 September 2023

    Campaigns

    The FMA works with a number of partners around the world to increase awareness of investing, KiwiSaver and Scams. This page displays our campaign activity.

13. 8 September 2023

    Unregistered businesses

    These pages contain the names of businesses or individuals that are not registered as a financial service provider in New Zealand but may be offering financial services.

14. 6 September 2023

    KiwiSaver

    KiwiSaver is a voluntary work-based savings scheme set up by the Government to encourage New Zealanders to prepare for retirement.This page helps you understand KiwiSaver so that you can make informed investment decisions.

15. 5 September 2023

    Governance Thematic Review FMA and RBNZ

    This publication reports on the findings from a joint review of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors to assist boards to meet their obligations and help drive good governance outcomes.