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15 March 2021

Problems with your financial adviser

All licensed financial advice providers must be part of an approved Dispute Resolution Scheme. This means they’re required to send complaints to an agreed third party to sort out if your complaint cannot be resolved directly with you.
15 March 2021

Frequently asked questions

The FMA answers many questions on a daily basis. We have recorded the most frequently asked questions on this page. Check this page first before submitting your question to us - it may save you time. If you can’t find the information you’re looking for then please submit your question to us via [email protected] or call our helpline on 0800 434 566. .
15 March 2021

Crypto asset service providers

This page provides information about your obligations if you provide a ‘financial service’ related to crypto assets in New Zealand. Read more about types of financial products, initial coin offers, registration, AML/CFT obligations and fair dealing requirements
15 March 2021

Insurance advice

An insurance adviser works with you to: Understand your needs and goals, work out what you can afford to pay in premiums, find options to suit your situation an more. An insurance adviser is a go-between who deals with insurers to arrange your insurance. They will also help if you need to claim on your insurance.
11 March 2021

2021/22 Letter of Expectations from the Minister

2021/22 Letter of Expectations from the Minister
10 March 2021

Consultation paper Proposed class exemption for restricted schemes

Consultation paper: Proposed class exemption for restricted schemes from certain disclosure and reporting obligations.
9 March 2021

Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 guidance note

This guidance note 2020 provides an overview of the exemption notice relating to Australian advice businesses giving advice to New Zealand retail clients, and the circumstances in which a business may be able to rely on it.
9 March 2021

Consultation Recognition of Australian adviser qualifications submissions report

The following submissions were received in response to our consultation on recognition of Australian adviser qualifications.
9 March 2021

Proposed exemption restricted schemes feedback form

Consultation feedback form: restricted schemes
3 March 2021

Exemption notice - Allianz Australia Insurance Limited

Allianz Australia Insurance Limited Exemption Notice 2021.
2 March 2021

Exemption notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2021
1 March 2021

Property syndicates

Joining a property syndicate can be an easy way to get into the property market, but there can be significant risk involved. Learn more before you start.
19 February 2021

Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

Financial Markets Conduct (Insider Trading - Livestock Improvement Corporation Limited) Exemption Notice 2021
17 February 2021

NZX Derivatives Market Rules Approval of Rule Change Notice Feb 2021

Pursuant to section 331 of the Act, the FMA approves changes to the NZX Derivatives Market Rules in accordance with the proposed amendments provided for approval by NZX to the FMA on 22 December 2020.
12 February 2021

ANZ Bank New Zealand Limited - High Court Judgment

On 4 June 2020 the Financial Markets Authority (“FMA”) filed civil proceedings against ANZ Bank New Zealand Limited (“ANZ”) alleging various breaches of the Financial Markets Conduct Act 2013 (“the Act”). This is the High Court Judgment.