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16 February 2024

NZCDC Designation Notice FMA RBNZ

Financial Market Infrastructures Act Designation Notice (NZCDC) 2024
15 February 2024

Financial Markets Conduct Climate Statements Precinct Properties Group Notice 2024

Financial Markets Conduct (Climate Statements – Precinct Properties Group) Notice 2024
15 February 2024

Financial Markets Conduct Financial Reporting Precinct Properties Group Notice 2024

Financial Markets Conduct (Financial Reporting – Precinct Properties Group) Notice 2024
14 February 2024

Application pack - Australian Auditor

This application pack contains documents for an individual who is a registered company auditor under the Corporations Act 2001 (AU) to seek registration for an equivalent occupation under s 19 of the Trans-TAsman Mutual Recognition Act 1997 as a licensed auditor under the Auditor Regualtion Act 2011.
13 February 2024

World Economic Forum OIA response Redacted

Response to OIA enquiry regarding FMA involvement in World Economic Forum (Redacted).
9 February 2024

Briefing to incoming Minister

FMA redacted briefing to the Incoming Minister of Commerce and Consumer Affairs November 2023.
31 January 2024

CE Expense Disclosure Hospitality Samantha Barrass Jul 22 Jun 2023

CE hospitality expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Gifts Samantha Barrass Jul 22 Jun 2023

CE Gifts expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Other Samantha Barrass Jul 22 Jun 2023

CE other expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Summary Samantha Barrass Jul 22 Jun 2023

CE summary expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Travel Samantha Barrass Jul 22 Jun 2023

CE Travel expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
30 January 2024

Exemption Notice BGC revocation notice

This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
30 January 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024
30 January 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024
22 January 2024

Financial Institution licensing

Any registered bank, licensed insurer, or licensed non-bank deposit taker in the business of providing one or more relevant services needs to hold a financial institution licence to continue operating, if that service is received by a consumer in New Zealand. This page covers everything you need to know about Financial Insitution licencing.