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  3. 23 October 2024

    DIMS Sector Insights 2024

    Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector

  8. 18 October 2024

    FMIA Guidance Oct 2024 Designations

    This guidance explains the roles of the Reserve Bank and Financial Markets Authority, and the approach the two agencies take when FMIs are designated that can be found here

  9. 18 October 2024

    NZX Notices archive

    See here the list of notices issued by FMA under Financial Market Conduct Act (FMCA).

  10. 18 October 2024

    Financial market infrastructures

    Financial market infrastructures (FMIs) provide channels through which payments, securities, derivatives or other financial transactions are cleared, settled or recorded. Well-functioning and efficient FMIs play a critical role in promoting financial stability and economic growth. Read more about Financial Market Infrastructures (FMI) on this page.

  12. 16 October 2024

    Guidance on winding up requirements for registered schemes

    This document is for Supervisors and Managers of registered schemes. It provides guidance on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013.

  14. 15 October 2024

    Crowdfunding service providers

    Crowdfunding is a type of financial market service covered by the FMC Act. Find out more about becoming a crowdfunding service provider including details in licensing, obligations, fair dealing provisions, financial reporting, exemptions, levies and waivers, along with important guidance and reports..

  15. 14 October 2024

    AML/CFT Programme Guideline

    This guideline is designed to help you develop and implement your anti-money laundering and countering financing of terrorism programme (programme) under the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act).