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Found 1755 results. Displaying page 87 of 117

1. 24 August 2016

   FMA Co-operation policy 2016

   The Financial Markets Authority (FMA) often receives the co-operation of entities or individuals when we investigate financial market misconduct. When deciding whether to pursue a regulatory response against an entity or individual, and if so, what sanction to use, one of the factors we may consider is the nature and extent of any co-operation they have provided.

2. 23 August 2016

   Exemption notice - Financial Markets Conduct Antipodes Gold Limited

   Financial Markets Conduct Exemption Notice 2016: Antipodes Gold Limited.

3. 23 August 2016

   Takeovers Panel - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and The Takeovers Panel

4. 19 August 2016

   CoFR Financial Markets - Regulatory Charter

   New Zealand Council of Financial Regulators: Regulatory Charter

5. 18 August 2016

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

6. 15 August 2016

   Legislative notices supporting the FMC Act regime

   To support businesses implementing the Financial Markets Conduct Act 2013 (FMC Act), the FMA has been working, in consultation with the sector, on various legislative tools such as exemptions, frameworks, methodologies, public accountability notices, and designations (the FMA’s legislative tools). We have also been working with the Ministry of Business, Innovation, and Employment (MBIE) on the amendments to the Financial Markets Conduct Regulations 2014 (FMC Regulations). These tools and regulatory amendments are designed to help businesses and individuals comply with the requirements of the FMC Act regime.

7. 4 August 2016

   Review of corporate goverance disclosure 2016

   This 2016 report presents our review of corporate governance reporting. We are sharing these findings with companies so they can reflect on their governance practices and disclosures.

8. 1 August 2016

   Authorised Financial Advisers in NZ — key findings 2016

   This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.

9. 30 July 2016

   Expense disclosure CE Gifts January June 2016

   CE gifts and hospitality disclosure for the period 1 January 2016 - 30 June 2016

10. 30 July 2016

    Expense disclosure CE Hospitality January June 2016

    CE expenses disclosure for the period 1 January 2016 - 30 June 2016

11. 30 July 2016

    Expense disclosure CE January June 2016

    CE expenses disclosure for the period 1 January 2016 - 30 June 2016

12. 30 July 2016

    Expense disclosure CE Travel January June 2016

    CE expenses disclosure for the period 1 January 2016 - 30 June 2016

13. 21 July 2016

    Auditor General - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Auditor General

14. 8 July 2016

    Exemption notice - Financial Markets Conduct Foodstuffs Provident Fund

    Financial Markets Conduct Exemption Notice 2016: Foodstuffs Provident Fund.

15. 5 July 2016

    Kiwisaver Statements survey results 2016

    In May 2016, Colmar Brunton carried out research for the FMA among the general public to understand how KiwiSaver statements are perceived and how people use them.