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Found 1776 results. Displaying page 108 of 119

1. 1 April 2014

   FMA’s new role as regulator of conduct

   From 1 April 2014 FMA replaces the Commerce Commission as the primary regulator of conduct in relation to financial products and services. Find out what this means.

2. 31 March 2014

   Commerce Commission - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission

3. 10 March 2014

   CE expense disclosure - hospitality - 2014 Jan-Feb

   CE hospitality expense disclosure, for the period Jan-Feb 2014 for Liam Mason

4. 1 March 2014

   KiwiSaver schemes monitoring investment risk guidance

   This Guidance Note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.

5. 28 February 2014

   Expense disclosure CE travel 2014 jan feb

   CE expenses disclosure for the period 1 January 2014 - 3 February 2014

6. 28 February 2014

   Expense disclosure CE other 2014 jan feb

   CE expenses disclosure for the period 1 January 2014 - 3 February 2014

7. 11 February 2014

   ASX Ltd Financial Product Market Licence 2014

   New Zealand Financial Product Market Licence (Australian Securities Exchange Limited) 2014

8. 1 February 2014

   Broker Obligations guidance note

   The focus of this guidance is on custody of client money and client property, and the key obligation of brokers to hold client money and client property on trust.

9. 31 January 2014

   consultation paper financial reporting regulatory policy for financial reporting designations and exemptions

10. 30 January 2014

    Expense disclosure CE gifts 2013 Jul Dec

    CE gifts and hospitality disclosure for the period 1 July 2013 - 31 December 2013

11. 30 January 2014

    Expense disclosure CE hospitality 2013 jul dec

    CE expenses disclosure for the period 1 July 2013 - 31 December 2013

12. 30 January 2014

    Expense disclosure CE 2013 jul dec

    CE expenses disclosure for the period 1 July 2013 - 31 December 2013

13. 30 January 2014

    Expense disclosure CE travel 2013 jul dec

    CE expenses disclosure for the period 1 July 2013 - 31 December 2013

14. 28 January 2014

    2014 Letter of Expectations

    The letter of expectation 2014 is delivered by the Minister to the FMA to formalise expectation of the FMA as a Crown entity.

15. 17 December 2013

    National Bank of Slovakia - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the National Bank of Slovakia