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Found 6608 results. Displaying page 427 of 441

  1. 15 April 2010

    Criminal Charges Laid Against Lombard Directors

    The Securities Commission has laid criminal charges against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  2. 13 April 2010

    Civil Proceedings Served on Lombard Finance & Investments Directors

    The Securities Commission has issued civil proceedings under the Securities Act against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 13 April 2010

    Commission to Sue Nuplex Industries Limited and Directors

    The Securities Commission filed civil proceedings against Nuplex Industries Limited and six of its present or past directors, John Hirst, Robert Aitken, Barbara Gibson, David Jackson, Bryan Kensington and Michael Wynter. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 1 March 2010

    KiwiSaver distribution and disclosure

    KiwiSaver distribution and disclosure provides technical guidance to KiwiSaver issuers and managers. It sets out FMA's expectations of them in the promotion and distribution of their schemes.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  7. 4 February 2010

    Inertialess Drive ZPE (2010) Limited

    The Securities Commission warns people who have been invited to invest in Inertialess Drive ZPE (2010) Limited that its share offer is illegal.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 1 February 2010

    Securities Act (Credit Unions)

    Securities Act (Credit Unions) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  9. 27 January 2010

    Marchmont Securities Trust

    Unsolicited offer for strategic finance debentures
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 2 June 2009

    Daiken New Zealand Limited

    Daiken New Zealand Limited is a KiwiSaver emempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page