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  1. 1 September 2013

    Cover Capital Partners

    Offers financial services in NZ without appropriate registration and has false advertising on their website.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  2. 1 September 2013

    Superannuation Schemes Report 2013

    This report has been prepared in accordance with section 28 of the Act and details the principal matters transacted under the Act for the year ended 30 June 2013.
    This report is solely in respect of registered superannuation schemes and does not include any KiwiSaver scheme data. There is a separate report prepared for KiwiSaver schemes in respect of the year ended 30 June 2013.
    Tags
    Reports and Papers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF, Report

  4. 30 August 2013

    NZ Council of Victim Support Groups - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and New Zealand Council of Victim Support Groups
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  5. 29 August 2013

    David Ross pleads guilty

    Wellington financial adviser David Robert Gilmour Ross (63) today pleaded guilty in the Wellington District Court to charges laid by the SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  6. 29 August 2013

    Phoenix Forex Limited

    We believe that Phoenix Forex’s claims about the level of returns made by the Oak FX foreign exchange trading system are untrue, and that Phoenix Forex is misrepresenting the profitability of, and risks associated with, its trading system.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 26 August 2013

    New website and Twitter account for FMA

    The Financial Markets Authority (FMA) has launched two communication tools which will enhance the way it works with market participants, investors and the media.
    Tags
    Media release, News & Insights
    Type
    Page

  8. 23 August 2013

    FADC decision on Stephen Musaphia

    The Financial Advisers Disciplinary Committee (FADC) has released its decision into FMA’s complaint against Stephen Musaphia.
    Tags
    Media release, News & Insights
    Type
    Page

  9. 22 August 2013

    Five Star Consumer Finance And Five Star Finance Group

    FMA alleged that the directors (Marcus Macdonald, Nicholas Kirk, Anthony Bowden, Neill Williams) made untrue statements in the investment statements and registered prospectuses of Five Star Consumer Finance Limited and offered securities (Five Star Finance and Five Star Debenture Nominee) in contravention of the Securities Act and did so without having registered a prospectus or provided investors with an investment statement. Read more.
    Tags
    Misleading statement, Breach, Enforcement
    Type
    Page

  10. 16 August 2013

    Dominion Finance directors sentenced

    Vance Eric Arkinstall, Richard Gilbert Bettle, and Paul Winston Forsyth were sentenced to home detention, community work and ordered to pay reparations. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  15. 1 August 2013

    IBC Capital Limited

    IBC Capital Limited is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page