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Found 6609 results. Displaying page 392 of 441

  1. 1 November 2013

    Privilege Trading House Limited

    False/misleading advertising; and persons offering financial services in NZ without appropriate registration or authorisation from FMA.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  2. 1 November 2013

    Future of financial markets - FMA market update

    Future of financial markets - FMA market update. This document explains how the Financial Markets Authority (FMA) has worked on rebuilding market and investor confidence over the two year period following the global financial crisis, and the failure of finance companies.
    Tags
    Regulation updates, Business, FMA
    Type
    Page, Guidance

  3. 1 November 2013

    Financial Markets Conduct Act reforms guide

    Financial Markets Conduct Act reforms guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.
    Tags
    Directors, Roles, Client money or property services provider, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Business, Interposed persons under new financial advice regime, Nominated representatives
    Type
    Page, Guidance

  4. 1 November 2013

    Future of Financial Markets Report 2013

    In this paper, the FMA sets out the changes to be implemented will be when the Financial Markets Conduct (FMC) Act comes into force.
    Tags
    Reports and Papers, FMC Act, Legislation, Business, News & Insights
    Type
    PDF, Paper

  5. 1 November 2013

    A Guide to the Financial Markets Conduct Act 2013 Reforms

    This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other
    financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.
    Tags
    FMC Act, Regulation, Legislation, Business
    Type
    PDF, Paper

  6. 1 November 2013

    Changes ahead for Financial Reporting - FMA Fact Sheet

    The Financial Reporting Bill currently before Parliament is going to change the reporting requirements for all ‘Financial Markets Conduct (FMC) Reporting Entities’.
    Tags
    Type
    Page, Financial reporting, Guidance

  7. 1 November 2013

    Capital Alliance Limited

    Offers Financial Services in New Zealand without appropriate Registration.
    Tags
    Investor warning, Consumer
    Type
    Page

  8. 31 October 2013

    Futures Contracts (iPredict Limited)

    Futures Contracts (iPredict Limited) Securities Markets Act Exemption Amendment Expiry Date on 2016-11-30.
    Tags
    Exemptions, Business
    Type
    Page

  9. 30 October 2013

    Disclosure documents need to improve

    A report by the Financial Markets Authority (FMA) into prospectuses and investment statements (disclosure documents) highlights the need for issuers to lift their game.
    Tags
    Media release, News & Insights
    Type
    Page

  11. 30 October 2013

    Clear, Concise and Effective Disclosure?

    In this report, we outline our findings and observations to help issuers and their advisers understand our expectations of ‘clear, concise and effective’ disclosure. We seek disclosure that aids, rather than hinders, investor decision making.
    Tags
    Reports and Papers, Offer disclosure for equity and debt offers, Roles, Business, News & Insights
    Type
    Page, Report

  12. 24 October 2013

    KiwiSaver assets jump 30 percent to top $16.5b

    The Financial Markets Authority (FMA) says assets invested in KiwiSaver have passed $16.5 billion, up nearly $4 billion, or 30 percent, on last year.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 16 October 2013

    FMA cancels prospectus

    The Financial Markets Authority (FMA) has cancelled the combined offer document of FMP Medical Services Limited (FMP) because it believes it is false or misleading. FMA is also of the view that the offer document is likely to deceive, mislead or confuse. Read more.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 15 October 2013

    FMP Medical Services Limited - order

    Notice of orders to FMP Medical Services Limited cancelling registration of prospectus and prohibiting distribution of investment statement 15 October 2013
    Tags
    Enforcement
    Type
    PDF

  15. 15 October 2013

    FMP Medical Services Limited

    Financial Markets Authority made orders under section 43G{l}(c} and section 43F(l}(a} of the Securities Act 1978, cancelling registration of the registered combined prospectus and investment statement for an issue of equity securities of FMP Medical Services Limited and prohibiting the distribution of the Offer Document. Read more.
    Tags
    Stop Order, Powers, Enforcement
    Type
    Page