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  1. 1 August 2014

    When one-off or occasional issuers are required to register

    When one-off or occasional issuers are required to register information sheet clarifies when one-off or occasional issuers must register on the Financial Service Providers Register (FSPR) under the Financial Service Providers (Registration and Dispute Resolution) Act 2008 (in addition to any disclosure obligations that they may have under the Financial Markets Conduct Act 2013).
    Tags
    Offer information, Offer disclosure for equity and debt offers, Roles, Business
    Type
    Page, Guidance

  2. 1 August 2014

    Fair dealing provisions: Transitional arrangements for advertising information sheet

    Fair dealing provisions: Transitional arrangements for advertising information sheet is for Issuers and third parties who advertise in order to promote offers during the period 1 April 2014 to 30 November 2016 (‘transition period’) need to be aware of new FMC Act fair dealing provisions and how they apply.
    Tags
    Fair dealing, Roles, Offer disclosure for equity and debt offers, Crowdfunding providers, Business
    Type
    Page, Guidance

  3. 31 July 2014

    FMA issues first equity crowd funding licences

    The Financial Markets Authority today issued its first equity crowd funding licences under the Financial Markets Conduct Act 2013.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 30 July 2014

    Pledgeme Limited

    Pledgeme Limited, FSP359926, is licensed by the FMA to provide crowdfunding services.
    Tags
    Crowdfunding providers, Roles, Licensed entity, Business
    Type
    Page

  5. 30 July 2014

    The Snowball Effect Limited

    The snowball Effect Limited, FSP350046, is licensed by the FMA to provide crowdfunding services.
    Tags
    Crowdfunding providers, Roles, Licensed entity, Business
    Type
    Page

  6. 30 July 2014

    Expense disclosure CE gifts 2014 jan jun

    CE gifts and benefits disclosure for the period 1 January 2014 - 30 June 2014
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  10. 30 July 2014

    Expense disclosure CE gifts 2014 jan feb

    CE gift and hospitality disclosure for the period 1 January 2014 - 30 June 2014
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF