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31 March 2021

31 March 2021 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 31 March 2021
31 March 2021

31 March 2021 Disclose Register MIS fund updates

This document is the Disclose Register for MIS fund updates for 31 March 2021
29 March 2021

Expense Disclosure CE Dec 2020

CE Gifts and benefits disclosure for the period 1 July 2020 - 31 December 2020.
29 March 2021

Expense Disclosure CE Hospitality Dec 2020

CE expense disclosure for the period 1 July 2020 - 31 December 2020.
29 March 2021

Expense Disclosure CE Other Dec 2020

CE expense disclosure for the period 1 July 2020 - 31 December 2020.
29 March 2021

Expense Disclosure CE Travel Dec 2020

CE expense disclosure for the period 1 July 2020 - 31 December 2020.
26 March 2021

Exemption notice - AIA International Limited

Financial Markets Conduct (AIA International Limited) Exemption Notice 2021.
26 March 2021

Common sense for your dollars and cents

New rules around financial advice came into play in March 2021. The Financial Markets Authority explains the changes and why they are good news for everyday New Zealanders.
25 March 2021

Consultation Response to submissions regulatory returns DI MIS DIMS

Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.
23 March 2021

Exemption notice - Financial Markets Conduct Trustee Executors Limited

Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021
18 March 2021

Exemption Notice - QBE Group 2021

Financial Markets Conduct Exemption Notice 2021: QBE Group.
16 March 2021

Exemption notice - EML Payment Solutions

EML Payment Solutions Exemption Notice 2021
16 March 2021

Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021
15 March 2021

How do I find an adviser?

There are a number of ways you can choose a Financial Advice Provider. The key is to know what you want to achieve from that advice, then do your homework to make sure you choose a Financial Advice Provider who meets your needs.
15 March 2021

Working with a financial adviser

Learn what it's like working with an adviser. All advisers must follow the new Code of professional conduct for Financial Advice Services.